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South Dakota Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

State:
Multi-State
Control #:
US-EG-9320
Format:
Word; 
Rich Text
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Description

Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages. South Dakota Dealers Agreement refers to a legal contract between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., outlining the terms and conditions of their business relationship as dealers in South Dakota. This agreement governs the purchase and sale of securities, financial products, and investment services in the state of South Dakota. Keywords: South Dakota, Dealers Agreement, Active Assets Premier Money Trust, Morgan Stanley Dean Witter Advisors, Inc. Types of South Dakota Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may include: 1. South Dakota Securities Dealers Agreement: This type of agreement specifies the responsibilities, obligations, and regulations related to trading securities in South Dakota. It outlines the terms for buying and selling securities, disclosure requirements, compliance with state securities laws, and any reporting obligations. 2. South Dakota Investment Services Dealers Agreement: This agreement focuses specifically on investment services provided by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in South Dakota. It may cover aspects such as financial planning, asset management, portfolio diversification, risk assessment, and other investment-related services. 3. South Dakota Financial Products Dealers Agreement: This type of agreement is designed to address the sale and distribution of various financial products offered by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in South Dakota. It may include mutual funds, insurance policies, annuities, retirement accounts, and other investment vehicles. 4. South Dakota Compliance Dealers Agreement: This agreement highlights the compliance requirements imposed by South Dakota regulations and guidelines on Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It outlines the firms' obligations to maintain accurate records, conduct internal audits, implement anti-money laundering measures, and comply with all applicable laws and regulations. These are possible variations of the South Dakota Dealers Agreement, which may differ depending on the specific nature of the business relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It is important for the parties involved to carefully draft and review the agreement to ensure it accurately reflects their respective roles, obligations, and compliance with South Dakota laws and regulations.

South Dakota Dealers Agreement refers to a legal contract between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., outlining the terms and conditions of their business relationship as dealers in South Dakota. This agreement governs the purchase and sale of securities, financial products, and investment services in the state of South Dakota. Keywords: South Dakota, Dealers Agreement, Active Assets Premier Money Trust, Morgan Stanley Dean Witter Advisors, Inc. Types of South Dakota Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may include: 1. South Dakota Securities Dealers Agreement: This type of agreement specifies the responsibilities, obligations, and regulations related to trading securities in South Dakota. It outlines the terms for buying and selling securities, disclosure requirements, compliance with state securities laws, and any reporting obligations. 2. South Dakota Investment Services Dealers Agreement: This agreement focuses specifically on investment services provided by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in South Dakota. It may cover aspects such as financial planning, asset management, portfolio diversification, risk assessment, and other investment-related services. 3. South Dakota Financial Products Dealers Agreement: This type of agreement is designed to address the sale and distribution of various financial products offered by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in South Dakota. It may include mutual funds, insurance policies, annuities, retirement accounts, and other investment vehicles. 4. South Dakota Compliance Dealers Agreement: This agreement highlights the compliance requirements imposed by South Dakota regulations and guidelines on Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It outlines the firms' obligations to maintain accurate records, conduct internal audits, implement anti-money laundering measures, and comply with all applicable laws and regulations. These are possible variations of the South Dakota Dealers Agreement, which may differ depending on the specific nature of the business relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It is important for the parties involved to carefully draft and review the agreement to ensure it accurately reflects their respective roles, obligations, and compliance with South Dakota laws and regulations.

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South Dakota Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.