South Dakota Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding Rendering Certain Sub-Administrative Services

• Category: Corporations - Public - Administration
• State: Multi-State
• Control #: US-EG-9408
• Format: Word; Rich Text

Description

Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding the retention of Investor Services Group to render certain sub-administrative services with respect to investment portfolios dated October 1, The South Dakota Sub-Administration Agreement, executed between First Data Investor Services Group, Inc. and EPSF Advisors, Inc., is a comprehensive contract that outlines the provision of certain sub-administrative services. This agreement serves as a legally binding agreement between the two parties, establishing the framework for the collaboration in managing and overseeing various administrative functions related to investment services. Under this agreement, First Data Investor Services Group, Inc. agrees to provide sub-administrative services to EPSF Advisors, Inc., ensuring the efficient and effective handling of crucial administrative tasks. These services may include but are not limited to: 1. Fund Accounting and Valuation: First Data Investor Services Group, Inc. assumes responsibility for accurate and timely fund accounting, ensuring that proper valuation practices are followed, and financial statements are prepared in compliance with applicable laws and regulations. 2. Financial Reporting: The agreement covers the generation of comprehensive financial reports, including statements of assets and liabilities, income statements, cash flow statements, and other relevant financial data necessary for regulatory compliance and transparency. 3. Regulatory Compliance: Compliance with regulatory requirements is of paramount importance in the financial industry. This agreement outlines the obligations of First Data Investor Services Group, Inc. to support EPSF Advisors, Inc. in meeting regulatory standards, including but not limited to filing necessary reports, conducting audits, and ensuring adherence to legal and compliance frameworks. 4. Investor Services and Communication: The agreement includes provisions for investor services, such as responding to investor inquiries, handling subscription and redemption requests, maintaining investor records, and facilitating communication between parties involved in the investment process. 5. Performance Measurement and Reporting: To evaluate investment performance accurately, EPSF Advisors, Inc. relies on First Data Investor Services Group, Inc. to provide performance measurement services, generating reports and analysis that aid in decision-making and assessing fund performance against benchmarks. 6. Compliance Monitoring: Ensuring adherence to regulations and internal policies is a crucial component of sub-administrative services. This agreement stipulates that First Data Investor Services Group, Inc. will monitor compliance and report any deviations or potential risks to EPSF Advisors, Inc. While the South Dakota Sub-Administration Agreement is typically a comprehensive document covering all aspects of sub-administrative services, specific types or variations of this agreement may exist based on the unique requirements and circumstances of the collaboration between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. These variations may include agreements tailored for specific investment products or funds, customized fee structures, or additional provisions addressing unique service requirements. In summary, the South Dakota Sub-Administration Agreement between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. is a detailed contractual arrangement that governs the provision of sub-administrative services. It outlines the responsibilities, obligations, and expectations of both parties in maintaining the integrity, transparency, and efficiency of administrative functions within the investment services domain.

The South Dakota Sub-Administration Agreement, executed between First Data Investor Services Group, Inc. and EPSF Advisors, Inc., is a comprehensive contract that outlines the provision of certain sub-administrative services. This agreement serves as a legally binding agreement between the two parties, establishing the framework for the collaboration in managing and overseeing various administrative functions related to investment services. Under this agreement, First Data Investor Services Group, Inc. agrees to provide sub-administrative services to EPSF Advisors, Inc., ensuring the efficient and effective handling of crucial administrative tasks. These services may include but are not limited to: 1. Fund Accounting and Valuation: First Data Investor Services Group, Inc. assumes responsibility for accurate and timely fund accounting, ensuring that proper valuation practices are followed, and financial statements are prepared in compliance with applicable laws and regulations. 2. Financial Reporting: The agreement covers the generation of comprehensive financial reports, including statements of assets and liabilities, income statements, cash flow statements, and other relevant financial data necessary for regulatory compliance and transparency. 3. Regulatory Compliance: Compliance with regulatory requirements is of paramount importance in the financial industry. This agreement outlines the obligations of First Data Investor Services Group, Inc. to support EPSF Advisors, Inc. in meeting regulatory standards, including but not limited to filing necessary reports, conducting audits, and ensuring adherence to legal and compliance frameworks. 4. Investor Services and Communication: The agreement includes provisions for investor services, such as responding to investor inquiries, handling subscription and redemption requests, maintaining investor records, and facilitating communication between parties involved in the investment process. 5. Performance Measurement and Reporting: To evaluate investment performance accurately, EPSF Advisors, Inc. relies on First Data Investor Services Group, Inc. to provide performance measurement services, generating reports and analysis that aid in decision-making and assessing fund performance against benchmarks. 6. Compliance Monitoring: Ensuring adherence to regulations and internal policies is a crucial component of sub-administrative services. This agreement stipulates that First Data Investor Services Group, Inc. will monitor compliance and report any deviations or potential risks to EPSF Advisors, Inc. While the South Dakota Sub-Administration Agreement is typically a comprehensive document covering all aspects of sub-administrative services, specific types or variations of this agreement may exist based on the unique requirements and circumstances of the collaboration between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. These variations may include agreements tailored for specific investment products or funds, customized fee structures, or additional provisions addressing unique service requirements. In summary, the South Dakota Sub-Administration Agreement between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. is a detailed contractual arrangement that governs the provision of sub-administrative services. It outlines the responsibilities, obligations, and expectations of both parties in maintaining the integrity, transparency, and efficiency of administrative functions within the investment services domain.