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Securities and Exchange Commission. Form D is used to file a notice of an exempt offering of securities with the SEC.Form D is a form for a notice required to be filed with the Securities and Exchange Commission. Complete the Qualified Dividends and Capital Gain Tax Worksheet in the instructions for Form 1040, line 16. Don't complete lines 21 and 22 below. Form D-4A Certificate of Nonresidence in the District of Columbia. Complete sections 5, 6, 7, 8, and 9 as applicable. Provide complete answers on a separate page if necessary and identify the section and item number. Electronic Filing - FINRA. 6, 2008), available from the SEC Published Report-Electronic Filing and Revision of Form D (in pdf format).