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15 U.S.C. Sec. 77q(a)(1) - Fraud In the Offer and Sale of a Security
Through A Device, Scheme, or Artifice to Defraud - SEC Version.
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Would operate as a fraud or deceit upon the purchaser. 77q. Fraudulent interstate transactions.(a) Use of interstate commerce for purpose of fraud or deceit. Securities and Exchange Commission Rule 10b5 makes it unlawful to. (a) "employ any device, scheme, or artifice to defraud," (b) "make any. (o) Securities Act means the Securities Act of 1933 (15 U.S.C. 77a et seq.). (D) the date on which such issuer is deemed to be a "large accelerated filer", as defined in section 240. Although most of that language is derived from Section 10(b)of the Exchange Act,59 Rule 10b-5 thereunder,60 and. Fill out the form to access a sample of Practical Guidance. 17-1077.OpinionJustice Breyer delivered the opinion of the Court.