The Utah Uniform Application for Broker-Dealer Registration is a form provided by the Utah Division of Securities for those seeking to become registered as a broker-dealer in the state of Utah. The form is used to collect information about the applicant, their business, and their financial condition. There are two types of the Utah Uniform Application for Broker-Dealer Registration: one for Initial Registration, and one for Renewal Registration. The Initial Application is used to register a new broker-dealer for the first time, while the Renewal Application is used to renew an existing registration. The form requires information such as the applicant’s legal name and address, the type of securities activities they are engaging in, their financial history, and other relevant information. Once the form is completed and submitted, the Division of Securities will review it and determine whether the applicant is eligible for registration.
Utah Uniform Application for Broker-Dealer Registration
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How to fill out Utah Uniform Application For Broker-Dealer Registration?
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