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Items 1 - 12 — Form BD is the Uniform Application for Broker-Dealer Registration. Form BD - Uniform Application for Broker-Dealer Registration ✓ easily fill out and sign forms ✓ download blank or editable online.SEC Uniform Application for Broker-Dealer Registration form that broker-dealers must file to register with the SEC under Section 15(b) of the PLI PLUS is Practising Law Institute's research database which provides electronic access to the full collection of PLI Press publications. A. As a broker-dealer pursuant to Minnesota Statutes, section 80A. For registration of broker-dealers, investment advisors and issuer- dealers, to be used for filing under state securities laws. Do you need to submit a Uniform Application For Broker-Dealer Registration - Form BD in Broad Bottom, KY? Be sure to check off the "Connecticut" block. Form U-4 (Uniform Application for Securities Industry Registration or Transfer). 6, compiled at MCL 445.2034. 451.