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Utah Uniform Termination Notice for Securities Industry Registration

State:
Utah
Control #:
UT-SKU-0027
Format:
PDF
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Description

Uniform Termination Notice for Securities Industry Registration The Utah Uniform Termination Notice for Securities Industry Registration is an industry-standard form used to terminate the registration of securities in the state of Utah. It is used to notify the Utah Division of Securities of the termination of the registration of a security. The form must be signed by a representative of the issuer of the security and be filed with the Commissioner of the Utah Division of Securities. The form must include the name of the issuer and the title of the security, the date of the termination, the reason for the termination, and the name and address of the representative. There are two types of Utah Uniform Termination Notice for Securities Industry Registration: 1) Full Termination Notice, for terminating the registration of a security completely; and 2) Partial Termination Notice, for terminating the registration of a security partially.

The Utah Uniform Termination Notice for Securities Industry Registration is an industry-standard form used to terminate the registration of securities in the state of Utah. It is used to notify the Utah Division of Securities of the termination of the registration of a security. The form must be signed by a representative of the issuer of the security and be filed with the Commissioner of the Utah Division of Securities. The form must include the name of the issuer and the title of the security, the date of the termination, the reason for the termination, and the name and address of the representative. There are two types of Utah Uniform Termination Notice for Securities Industry Registration: 1) Full Termination Notice, for terminating the registration of a security completely; and 2) Partial Termination Notice, for terminating the registration of a security partially.

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Utah Uniform Termination Notice for Securities Industry Registration