The Utah Sub-Advisory Agreement is a contractual arrangement between Prudential Investments Fund Management, LLC (IFM) and The Prudential Investment Corp. (PIC) for the provision of investment advisory services within the state of Utah. This agreement outlines the specific terms and conditions governing the relationship between IFM and PIC, ensuring a clear understanding of the roles and responsibilities of each party. Keywords: Utah Sub-Advisory Agreement, Prudential Investments Fund Management, LLC, The Prudential Investment Corp., investment advisory services, contractual arrangement, terms and conditions, relationship, roles and responsibilities. Different types of Utah Sub-Advisory Agreements may exist between IFM and PIC, addressing specific aspects of their investment advisory services. These different types may include: 1. Portfolio management agreement: This type of agreement outlines the specific investment strategy, guidelines, and objectives that IFM will follow when managing a portfolio on behalf of PIC. It may establish the allocation of assets, risk management procedures, and reporting requirements. 2. Fee agreement: This type of agreement focuses on the compensation structure between IFM and PIC. It may detail the fees, charges, and expenses that PIC will incur for the investment advisory services provided by IFM. This agreement ensures transparency and clarity regarding the financial aspects of the arrangement. 3. Compliance agreement: This type of agreement ensures that IFM complies with all applicable laws, regulations, and industry standards in fulfilling its obligations as an investment advisor. It may cover areas such as anti-money laundering measures, privacy protection, and code of ethics. 4. Termination agreement: This type of agreement outlines the process and conditions for terminating the Utah Sub-Advisory Agreement between IFM and PIC. It may specify the notice period, grounds for termination, and any applicable penalties. This agreement ensures a smooth transition or discontinuation of the investment advisory services. By having various types of Utah Sub-Advisory Agreements, IFM and PIC can tailor their contractual arrangements to address specific needs, goals, and regulatory requirements relevant to their investment advisory services in Utah.
Utah Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. regarding provision of investment advisory services
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How to fill out Utah Sub-Advisory Agreement Between Prudential Investments Fund Management, LLC And The Prudential Investment Corp. Regarding Provision Of Investment Advisory Services?
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