Virginia Complaint Securities are investments that are available to Virginia residents only and must be registered with the State Corporation Commission (SCC) of Virginia. They are subject to the SCC's regulations and must be offered in compliance with state securities laws. There are two types of Virginia Complaint Securities: stocks and bonds. Stocks are equity securities that represent ownership in a company and entitle the holder to dividends and voting rights. Bonds are debt securities that represent a loan made to the company and entitle the holder to periodic interest payments. Both stocks and bonds issued in Virginia are subject to the SCC's regulations and must be offered in compliance with state securities laws.
Virginia Complaint Securities
State:
Virginia
Control #:
VA-SOS-CMPLT
Format:
PDF
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Complaint Securities
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FAQ
A complaint form is available for your use. Email: BFIQuestions@scc.virginia.gov. Be sure to include your name, mailing address, name of the company, and a summary of your concerns. Please also include a statement of what you are seeking / asking the company to do.
A complaint form is available for your use. Email: BFIQuestions@scc.virginia.gov. Be sure to include your name, mailing address, name of the company, and a summary of your concerns. Please also include a statement of what you are seeking / asking the company to do.
General Information. For general information - please call 804-371-9967 or 1-800-552-7945, or email us at sccinfo@scc.virginia.gov.
In Virginia, insurance regulations are promulgated by the State Corporation Commission.
General Information. For general information - please call 804-371-9967 or 1-800-552-7945, or email us at sccinfo@scc.virginia.gov.
General Inquiries: info@oco.virginia.gov. To submit a complaint: complaints@oco.virginia.gov. Hotline: 804-225-4801.
Please call the Consumer Protection Hotline at (800) 552-9963 if calling from Virginia, or (804) 786-2042 if calling from the Richmond area or from outside Virginia.
To file a complaint, you can: File online. Call toll-free at 888-851-1920 (TTY: 877-766-8533) 8 a.m. to 6 p.m. CST.
More info
Through its Complaint Program, FINRA investigates complaints against brokerage firms and their employees. File a complaint online.File a complaint about banking and investment products, companies, and professionals with the business first. Learn to get more help through the government. You have the option to file a complaint online or download the PDF document to the right and mail it to the Division. Describe your complaint: Provide details such as names, dates, amounts, type of securities, description of financial harm or abuse, etc. Complete and sign the enclosed complaint form and return it to the Securities Division. If you believe you are the victim of securities fraud, you may file an online complaint with the Utah Division of Securities. Please complete the following information to submit a complaint about a company or individual. Securities Complaint Form allows you to submit a complaint about a company or individual.