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Renewal fees must be paid through the ND Securities Filing Portal and must accompany this application. This article ensures that you have a complete understanding of how broker dealer and agent registration will be tested on the Series 66 Exam.The division uses Form U4 as the application form for registration of Agents of the Issuer, which is submitted on paper directly to the division. (ii) To renew registration, the applicant must submit to the CRD the renewal fee pursuant to SDCL 47-31B-410(b) before December 31. An agent of the issuer must re-take and pass the Series 63 Exam or the. KY- Kentucky Application for Renewal of Issuer Agent Registration Form 33-e-1. Issuers offering or selling solely the types of securities described below may apply for an exemption pursuant to GBL section 359f(2). Appointment of Director as Agent for Service of Process (ADM 9050). Through Web CRD, you will also renew your Connecticut broker-dealer registration and the registrations of your firm's agents. They are also encouraged to renew online, using the renewal package for reference.