Virginia Investment Advisory Agreement of Equity Strategies Fund, Inc. and EQSF Advisors, Inc.

• Category: Corporations - Public - Investment Companies and Real Estate Investment Trusts (REIT)
• State: Multi-State
• Control #: US-CC-11-167
• Format: Word; Rich Text

Description

This is an Investment Advisory Agreement, to be used across the United States. This particular agreement is to be used by an open-end investment company. The Virginia Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. is a legal document that outlines the terms and conditions of the relationship between Equity Strategies Fund, Inc. (ESF) and EPSF Advisors, Inc. (EQ SFA) for investment advising services within the state of Virginia. This agreement governs the investment advisory services provided by EPSF Advisors, Inc. to Equity Strategies Fund, Inc., a registered investment company. Keywords: Virginia Investment Advisory Agreement, Equity Strategies Fund, Inc., EPSF Advisors, Inc., investment advising services, registered investment company There are different types or aspects of the Virginia Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. that may be mentioned: 1. Standard Virginia Investment Advisory Agreement: This refers to the typical agreement outlining the general terms and conditions of the investment advisory relationship between ESF and EQ SFA in compliance with Virginia state regulations. It defines the responsibilities and obligations of both parties. 2. Fee Structure Agreement: This type of agreement specifically addresses the fee structure for investment advisory services provided by EPSF Advisors, Inc. to Equity Strategies Fund, Inc. It may outline the management fees, performance-based fees, or other charges applicable to the services provided. 3. Custodian Agreement: The Custodian Agreement is an integral part of the overall advisory agreement. It outlines the responsibilities and obligations of the custodian, usually a separate entity, in regard to the safekeeping and management of the assets held by Equity Strategies Fund, Inc. 4. Compliance Agreement: This agreement focuses on ensuring compliance with applicable laws, regulations, and industry standards governing the investment advisory services. It may cover topics such as record-keeping, disclosure requirements, reporting obligations, and periodic audits or examinations. 5. Termination Agreement: In the event that either party wishes to terminate or dissolve the advisory agreement, a termination agreement comes into play. It outlines the process, notice period, and any applicable fees or penalties associated with the termination. Overall, the Virginia Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. is a critical legal document that establishes the framework for the provision of investment advisory services within the state of Virginia. It safeguards the interests of Equity Strategies Fund, Inc. and provides clarity on the roles and responsibilities of EPSF Advisors, Inc.

The Virginia Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. is a legal document that outlines the terms and conditions of the relationship between Equity Strategies Fund, Inc. (ESF) and EPSF Advisors, Inc. (EQ SFA) for investment advising services within the state of Virginia. This agreement governs the investment advisory services provided by EPSF Advisors, Inc. to Equity Strategies Fund, Inc., a registered investment company. Keywords: Virginia Investment Advisory Agreement, Equity Strategies Fund, Inc., EPSF Advisors, Inc., investment advising services, registered investment company There are different types or aspects of the Virginia Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. that may be mentioned: 1. Standard Virginia Investment Advisory Agreement: This refers to the typical agreement outlining the general terms and conditions of the investment advisory relationship between ESF and EQ SFA in compliance with Virginia state regulations. It defines the responsibilities and obligations of both parties. 2. Fee Structure Agreement: This type of agreement specifically addresses the fee structure for investment advisory services provided by EPSF Advisors, Inc. to Equity Strategies Fund, Inc. It may outline the management fees, performance-based fees, or other charges applicable to the services provided. 3. Custodian Agreement: The Custodian Agreement is an integral part of the overall advisory agreement. It outlines the responsibilities and obligations of the custodian, usually a separate entity, in regard to the safekeeping and management of the assets held by Equity Strategies Fund, Inc. 4. Compliance Agreement: This agreement focuses on ensuring compliance with applicable laws, regulations, and industry standards governing the investment advisory services. It may cover topics such as record-keeping, disclosure requirements, reporting obligations, and periodic audits or examinations. 5. Termination Agreement: In the event that either party wishes to terminate or dissolve the advisory agreement, a termination agreement comes into play. It outlines the process, notice period, and any applicable fees or penalties associated with the termination. Overall, the Virginia Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. is a critical legal document that establishes the framework for the provision of investment advisory services within the state of Virginia. It safeguards the interests of Equity Strategies Fund, Inc. and provides clarity on the roles and responsibilities of EPSF Advisors, Inc.