Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets

• Category: Corporations - Public - Distribution
• State: Multi-State
• Control #: US-EG-9180
• Format: Word; Rich Text

Description

Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages The Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legal contract that governs the distribution of financial products and services. It outlines the terms and conditions under which Ingenuity Capital Management, LLC, as the distributor, will provide Daugherty Capital Markets with access to its investment offerings for distribution to clients in the state of Virginia. This agreement ensures compliance with applicable laws and regulations, protects the interests of both parties, and provides clarity in terms of responsibilities and obligations. It aims to establish a mutually beneficial relationship for the distribution of investment products and services. The agreement typically includes provisions related to the scope of distribution, marketing practices, compensation and fees, disclosure requirements, compliance, termination, and dispute resolution. It details the specific investment products or strategies that will be offered for distribution, such as mutual funds, exchange-traded funds (ETFs), separately managed accounts, or alternative investments. Different types of Virginia Distribution Agreements between Ingenuity Capital Management, LLC and Daugherty Capital Markets may include variations based on the specific investment offerings, target investors, or distribution channels. Some possible types of agreements could be: 1. Mutual Fund Distribution Agreement: This agreement specifies the terms for the distribution of mutual funds managed by Ingenuity Capital Management, LLC through Daugherty Capital Markets in Virginia. 2. ETF Distribution Agreement: This type of agreement focuses on the distribution of exchange-traded funds managed by Ingenuity Capital Management, LLC through Daugherty Capital Markets within the state of Virginia. 3. Separate Account Distribution Agreement: It pertains to the distribution of separately managed accounts offered by Ingenuity Capital Management, LLC through Daugherty Capital Markets in Virginia. 4. Alternative Investment Distribution Agreement: This agreement outlines the terms for the distribution of alternative investment products, such as private equity funds or hedge funds, managed by Ingenuity Capital Management, LLC through Daugherty Capital Markets in the state of Virginia. Each type of agreement may have specific provisions and regulations tailored to the nature and characteristics of the investment product being distributed. It is essential for both parties to carefully review and negotiate the terms of the agreement to ensure compliance with applicable laws and to protect their respective interests.

The Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legal contract that governs the distribution of financial products and services. It outlines the terms and conditions under which Ingenuity Capital Management, LLC, as the distributor, will provide Daugherty Capital Markets with access to its investment offerings for distribution to clients in the state of Virginia. This agreement ensures compliance with applicable laws and regulations, protects the interests of both parties, and provides clarity in terms of responsibilities and obligations. It aims to establish a mutually beneficial relationship for the distribution of investment products and services. The agreement typically includes provisions related to the scope of distribution, marketing practices, compensation and fees, disclosure requirements, compliance, termination, and dispute resolution. It details the specific investment products or strategies that will be offered for distribution, such as mutual funds, exchange-traded funds (ETFs), separately managed accounts, or alternative investments. Different types of Virginia Distribution Agreements between Ingenuity Capital Management, LLC and Daugherty Capital Markets may include variations based on the specific investment offerings, target investors, or distribution channels. Some possible types of agreements could be: 1. Mutual Fund Distribution Agreement: This agreement specifies the terms for the distribution of mutual funds managed by Ingenuity Capital Management, LLC through Daugherty Capital Markets in Virginia. 2. ETF Distribution Agreement: This type of agreement focuses on the distribution of exchange-traded funds managed by Ingenuity Capital Management, LLC through Daugherty Capital Markets within the state of Virginia. 3. Separate Account Distribution Agreement: It pertains to the distribution of separately managed accounts offered by Ingenuity Capital Management, LLC through Daugherty Capital Markets in Virginia. 4. Alternative Investment Distribution Agreement: This agreement outlines the terms for the distribution of alternative investment products, such as private equity funds or hedge funds, managed by Ingenuity Capital Management, LLC through Daugherty Capital Markets in the state of Virginia. Each type of agreement may have specific provisions and regulations tailored to the nature and characteristics of the investment product being distributed. It is essential for both parties to carefully review and negotiate the terms of the agreement to ensure compliance with applicable laws and to protect their respective interests.