Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages.
The Virginia Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a legal document that outlines the terms and conditions of the partnership between these two entities in the state of Virginia. This agreement serves as a framework for their collaboration in the financial services industry and ensures compliance with relevant state laws and regulations. Keywords: Virginia Dealers Agreement, Active Assets Premier Money Trust, Morgan Stanley Dean Witter Advisors, Inc., legal document, partnership, financial services, state of Virginia, compliance, laws, regulations. There are several types of Virginia Dealers Agreements that can exist between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., depending on the specific terms and conditions agreed upon by the parties involved. Some common variations of these agreements include: 1. Distribution Agreement: This type of agreement focuses on the distribution of financial products and services offered by Active Assets Premier Money Trust through Morgan Stanley Dean Witter Advisors, Inc.'s network of dealers in Virginia. It stipulates the responsibilities, compensation, and marketing strategies concerning the distribution of these products. 2. Licensing Agreement: In this agreement, Active Assets Premier Money Trust grants Morgan Stanley Dean Witter Advisors, Inc. the right to use its proprietary financial tools, investment strategies, or technology solutions in the state of Virginia. It outlines the terms of the license, including limitations, royalties, and any intellectual property rights. 3. Investment Advisory Agreement: This type of agreement establishes the relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. as an investment advisor-client partnership. It details the scope of advisory services provided, fee structure, investment objectives, and any regulatory requirements that must be adhered to. 4. Sales Representative Agreement: This agreement focuses on the role of Morgan Stanley Dean Witter Advisors, Inc. as a sales representative for Active Assets Premier Money Trust's financial products and services in Virginia. It outlines the responsibilities, incentives, and performance expectations of the sales representatives within the authorized dealer network. 5. Compliance Agreement: This agreement ensures that both parties comply with the relevant laws, regulations, and industry standards governing their activities in Virginia. It establishes the framework for monitoring compliance, reporting mechanisms, and dispute resolution procedures to maintain a high level of regulatory integrity. By encompassing these different types of agreements, the Virginia Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. creates a comprehensive legal framework for their collaboration in the financial services industry, enabling them to serve their clients effectively while adhering to state-specific requirements.
The Virginia Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a legal document that outlines the terms and conditions of the partnership between these two entities in the state of Virginia. This agreement serves as a framework for their collaboration in the financial services industry and ensures compliance with relevant state laws and regulations. Keywords: Virginia Dealers Agreement, Active Assets Premier Money Trust, Morgan Stanley Dean Witter Advisors, Inc., legal document, partnership, financial services, state of Virginia, compliance, laws, regulations. There are several types of Virginia Dealers Agreements that can exist between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., depending on the specific terms and conditions agreed upon by the parties involved. Some common variations of these agreements include: 1. Distribution Agreement: This type of agreement focuses on the distribution of financial products and services offered by Active Assets Premier Money Trust through Morgan Stanley Dean Witter Advisors, Inc.'s network of dealers in Virginia. It stipulates the responsibilities, compensation, and marketing strategies concerning the distribution of these products. 2. Licensing Agreement: In this agreement, Active Assets Premier Money Trust grants Morgan Stanley Dean Witter Advisors, Inc. the right to use its proprietary financial tools, investment strategies, or technology solutions in the state of Virginia. It outlines the terms of the license, including limitations, royalties, and any intellectual property rights. 3. Investment Advisory Agreement: This type of agreement establishes the relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. as an investment advisor-client partnership. It details the scope of advisory services provided, fee structure, investment objectives, and any regulatory requirements that must be adhered to. 4. Sales Representative Agreement: This agreement focuses on the role of Morgan Stanley Dean Witter Advisors, Inc. as a sales representative for Active Assets Premier Money Trust's financial products and services in Virginia. It outlines the responsibilities, incentives, and performance expectations of the sales representatives within the authorized dealer network. 5. Compliance Agreement: This agreement ensures that both parties comply with the relevant laws, regulations, and industry standards governing their activities in Virginia. It establishes the framework for monitoring compliance, reporting mechanisms, and dispute resolution procedures to maintain a high level of regulatory integrity. By encompassing these different types of agreements, the Virginia Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. creates a comprehensive legal framework for their collaboration in the financial services industry, enabling them to serve their clients effectively while adhering to state-specific requirements.