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Begin the Process. The Practice Notes provide suggestions on dispute prevention and pre-arbitration planning.The Authority has created forms that are templates for filing exceptions to arbitration awards and oppositions to arbitration exceptions. After FINRA approves an arbitrator candidate's application, the candidate must successfully complete FINRA's Basic Arbitrator Training Program before becoming. To become an Arbitrator, please complete and return an Arbitration Application and Oath to the email address listed below. It includes Practical Guidance resources on each of these topics, including detailed practice notes, templates, and checklists. After completing the pertinent form, print and file it with the Office of Case Intake and Publication. Arbitration is an informal trial held before a neutral court official called an arbitrator. Note: The arbitration program applies to cars purchases from dealers only. It includes Practical Guidance resources on each of these topics, including detailed practice notes, templates, and checklists.