Washington Investment Company Notice Filing

State:
Washington
Control #:
WA-SKU-1548
Format:
PDF
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Description

Investment Company Notice Filing Washington Investment Company Notice Filing is a process by which investment companies registered with the Securities and Exchange Commission (SEC) must file a notice before engaging in certain activities, such as the sale of securities or the management of investment portfolios. There are three main types of Washington Investment Company Notice Filing: Form N-1A, Form N-2, and Form N-3. Form N-1A is the notice of registration of an investment company that is registered with the SEC. Form N-2 is the notice of post-effective amendment to the registration statement filed with the SEC. Form N-3 is the notice of the offering of securities to the public. All of these forms must be filed with the SEC and reviewed for accuracy before the investment company can engage in the activities noted in the form.

Washington Investment Company Notice Filing is a process by which investment companies registered with the Securities and Exchange Commission (SEC) must file a notice before engaging in certain activities, such as the sale of securities or the management of investment portfolios. There are three main types of Washington Investment Company Notice Filing: Form N-1A, Form N-2, and Form N-3. Form N-1A is the notice of registration of an investment company that is registered with the SEC. Form N-2 is the notice of post-effective amendment to the registration statement filed with the SEC. Form N-3 is the notice of the offering of securities to the public. All of these forms must be filed with the SEC and reviewed for accuracy before the investment company can engage in the activities noted in the form.

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Washington Investment Company Notice Filing