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Washington Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets

State:
Multi-State
Control #:
US-EG-9180
Format:
Word; 
Rich Text
Instant download

Description

Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages The Washington Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legal document that outlines the terms and conditions under which Ingenuity Capital Management, LLC (the "Distributor") will distribute certain investment products offered by Daugherty Capital Markets (the "Issuer") within the state of Washington. This agreement establishes a partnership between the Distributor and the Issuer, enabling the Distributor to market and sell the investment products to investors located in Washington. The agreement outlines the roles and responsibilities of both parties, ensuring compliance with all applicable laws and regulations governing the distribution of investment products in Washington. Keywords: Washington Distribution Agreement, Ingenuity Capital Management, Daugherty Capital Markets, investment products, legal document, terms and conditions, partnership, marketing, selling, investors, compliance, laws and regulations. Types of Washington Distribution Agreements between Ingenuity Capital Management, LLC and Daugherty Capital Markets: 1. Sales and Marketing Agreement: This type of agreement focuses on the promotion and sale of specific investment products within the state of Washington. It outlines the marketing strategies, distribution channels, and commission structure to be followed by the Distributor. 2. Compliance Agreement: This agreement specifically addresses the compliance requirements imposed by Washington state laws and regulations. It details the procedures and protocols to ensure that both the Distributor and Issuer adhere to all applicable rules and guidelines governing the distribution of investment products. 3. Exclusive Distribution Agreement: In this type of agreement, the Distributor holds exclusive rights to distribute the Issuer's investment products in the state of Washington. This agreement may include provisions regarding territory, duration, and performance targets that the Distributor must achieve. 4. Compensation Agreement: A compensation agreement outlines how the Distributor will be compensated for their distribution efforts. It may detail the commission structure, fee arrangements, and any additional incentives that the Distributor will receive based on sales performance. 5. Renewal or Termination Agreement: This agreement discusses the terms and conditions for renewing or terminating the Washington Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets. It may include conditions for automatic renewal, notice periods, and grounds for termination. Keyword: Sales and Marketing Agreement, Compliance Agreement, Exclusive Distribution Agreement, Compensation Agreement, Renewal or Termination Agreement.

The Washington Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legal document that outlines the terms and conditions under which Ingenuity Capital Management, LLC (the "Distributor") will distribute certain investment products offered by Daugherty Capital Markets (the "Issuer") within the state of Washington. This agreement establishes a partnership between the Distributor and the Issuer, enabling the Distributor to market and sell the investment products to investors located in Washington. The agreement outlines the roles and responsibilities of both parties, ensuring compliance with all applicable laws and regulations governing the distribution of investment products in Washington. Keywords: Washington Distribution Agreement, Ingenuity Capital Management, Daugherty Capital Markets, investment products, legal document, terms and conditions, partnership, marketing, selling, investors, compliance, laws and regulations. Types of Washington Distribution Agreements between Ingenuity Capital Management, LLC and Daugherty Capital Markets: 1. Sales and Marketing Agreement: This type of agreement focuses on the promotion and sale of specific investment products within the state of Washington. It outlines the marketing strategies, distribution channels, and commission structure to be followed by the Distributor. 2. Compliance Agreement: This agreement specifically addresses the compliance requirements imposed by Washington state laws and regulations. It details the procedures and protocols to ensure that both the Distributor and Issuer adhere to all applicable rules and guidelines governing the distribution of investment products. 3. Exclusive Distribution Agreement: In this type of agreement, the Distributor holds exclusive rights to distribute the Issuer's investment products in the state of Washington. This agreement may include provisions regarding territory, duration, and performance targets that the Distributor must achieve. 4. Compensation Agreement: A compensation agreement outlines how the Distributor will be compensated for their distribution efforts. It may detail the commission structure, fee arrangements, and any additional incentives that the Distributor will receive based on sales performance. 5. Renewal or Termination Agreement: This agreement discusses the terms and conditions for renewing or terminating the Washington Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets. It may include conditions for automatic renewal, notice periods, and grounds for termination. Keyword: Sales and Marketing Agreement, Compliance Agreement, Exclusive Distribution Agreement, Compensation Agreement, Renewal or Termination Agreement.

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Washington Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets