Washington Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding Rendering Certain Sub-Administrative Services

• Category: Corporations - Public - Administration
• State: Multi-State
• Control #: US-EG-9408
• Format: Word; Rich Text

Description

Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding the retention of Investor Services Group to render certain sub-administrative services with respect to investment portfolios dated October 1, The Washington Sub-Administration Agreement is a legal contract between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. It outlines the terms and conditions for rendering specific sub-administrative services in Washington state. This agreement is crucial for both parties to streamline their operations, ensure compliance with regulations, and deliver prompt and efficient services to clients. Under this agreement, the First Data Investor Services Group, Inc. agrees to provide sub-administrative services to EPSF Advisors, Inc. These services may include but are not limited to transaction processing, record-keeping, account maintenance, customer support, and reporting. The agreement outlines the specific services to be rendered and the parameters within which they will be conducted. The Washington Sub-Administration Agreement includes various provisions designed to protect the interests of both parties. It clearly states the responsibilities and obligations of each party, including any necessary legal, financial, or operational requirements. It also outlines the procedure for dispute resolution and termination of the agreement, if necessary. There are different types of Washington Sub-Administration Agreements that may be entered into between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. based on the scope and nature of the sub-administrative services being rendered. Examples of such agreements may include: 1. Fund Administration Agreement: This type of agreement focuses on the management and administration of investment funds on behalf of EPSF Advisors, Inc. It outlines the specific responsibilities related to fund accounting, valuation, financial reporting, and other related services. 2. Transfer Agency Agreement: This agreement pertains to the maintenance and management of shareholder records and transactions. It governs activities such as issuance, redemption, and transfer of shares, as well as dividend and distribution processing and investor communication. 3. Compliance and Regulatory Agreement: In cases where sub-administrative services involve regulatory compliance, this type of agreement ensures that First Data Investor Services Group, Inc. assists EPSF Advisors, Inc. in adhering to Washington state laws, regulations, and reporting requirements. It's important to note that the specific terms and conditions of each Washington Sub-Administration Agreement may vary, depending on the unique needs and circumstances of the parties involved. Therefore, it is crucial for both parties to carefully review and negotiate the agreement to ensure clarity, mutual understanding, and compliance with applicable laws and regulations.

The Washington Sub-Administration Agreement is a legal contract between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. It outlines the terms and conditions for rendering specific sub-administrative services in Washington state. This agreement is crucial for both parties to streamline their operations, ensure compliance with regulations, and deliver prompt and efficient services to clients. Under this agreement, the First Data Investor Services Group, Inc. agrees to provide sub-administrative services to EPSF Advisors, Inc. These services may include but are not limited to transaction processing, record-keeping, account maintenance, customer support, and reporting. The agreement outlines the specific services to be rendered and the parameters within which they will be conducted. The Washington Sub-Administration Agreement includes various provisions designed to protect the interests of both parties. It clearly states the responsibilities and obligations of each party, including any necessary legal, financial, or operational requirements. It also outlines the procedure for dispute resolution and termination of the agreement, if necessary. There are different types of Washington Sub-Administration Agreements that may be entered into between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. based on the scope and nature of the sub-administrative services being rendered. Examples of such agreements may include: 1. Fund Administration Agreement: This type of agreement focuses on the management and administration of investment funds on behalf of EPSF Advisors, Inc. It outlines the specific responsibilities related to fund accounting, valuation, financial reporting, and other related services. 2. Transfer Agency Agreement: This agreement pertains to the maintenance and management of shareholder records and transactions. It governs activities such as issuance, redemption, and transfer of shares, as well as dividend and distribution processing and investor communication. 3. Compliance and Regulatory Agreement: In cases where sub-administrative services involve regulatory compliance, this type of agreement ensures that First Data Investor Services Group, Inc. assists EPSF Advisors, Inc. in adhering to Washington state laws, regulations, and reporting requirements. It's important to note that the specific terms and conditions of each Washington Sub-Administration Agreement may vary, depending on the unique needs and circumstances of the parties involved. Therefore, it is crucial for both parties to carefully review and negotiate the agreement to ensure clarity, mutual understanding, and compliance with applicable laws and regulations.