Washington Subscription Agreement - A Section 3C1 Fund

• Category: Contracts - Equity Funds
• State: Multi-State
• Control #: US-PE-J1AM
• Format: Word; Rich Text

Description

This is a sample private equity company form, a Subscription Agreement. Available in Word format. The Washington Subscription Agreement — A Section 3C1 Fund is a legally binding document that outlines the terms and conditions for individuals or entities interested in investing in a Section 3C1 fund located in Washington state. This agreement is specifically designed to comply with the requirements set forth by Section 3(c)(1) of the Investment Company Act of 1940, which regulates certain privately offered investment funds. The Washington Subscription Agreement — A Section 3C1 Fund includes various key sections that provide detailed information about the fund and the terms of investment. Below are some relevant keywords associated with this agreement: 1. Section 3C1 Fund: This refers to the specific type of investment fund that falls under the exemption provided by Section 3(c)(1) of the Investment Company Act of 1940. This exemption allows the fund to avoid some of the more stringent regulations imposed on publicly offered investment companies. 2. Investment Company Act of 1940: This is the federal legislation that governs the organization and operation of investment companies in the United States. The Washington Subscription Agreement — A Section 3C1 Fund must comply with the requirements of this act. 3. Subscription Agreement: This is a legally binding contract between the investor (subscriber) and the fund, outlining the terms and conditions of the investment. It covers important details such as subscription procedures, investment minimums, and withdrawal provisions. 4. Washington State: This indicates that the Section 3C1 fund is based in Washington state and subject to the specific rules and regulations imposed by the state's securities laws. 5. Privately Offered Investment Fund: This refers to an investment fund that is not offered to the public but limited to a specific group of investors. A Section 3C1 fund typically falls into this category. Different types of Washington Subscription Agreement — A Section 3C1 Fund may exist based on specific investment strategies, asset classes, or investment objectives. These variations can include: 1. Equity-based Section 3C1 Fund: A fund that primarily invests in publicly traded stocks or equity securities, aiming to achieve capital appreciation for its investors. 2. Fixed-Income Section 3C1 Fund: A fund that focuses on investing in fixed-income securities, such as bonds or debt instruments, with the goal of generating income for investors. 3. Multi-Asset Section 3C1 Fund: A fund that invests in a diversified portfolio of different asset classes, such as stocks, bonds, and commodities, aiming to provide a balanced investment approach. 4. Real Estate Section 3C1 Fund: A fund that focuses on investing in real estate properties or real estate-related assets, seeking income generation or capital appreciation from property investments. It is important to consult legal and financial professionals when considering investing in a Section 3C1 fund, as each fund may have its own unique characteristics, risks, and potential returns.

The Washington Subscription Agreement — A Section 3C1 Fund is a legally binding document that outlines the terms and conditions for individuals or entities interested in investing in a Section 3C1 fund located in Washington state. This agreement is specifically designed to comply with the requirements set forth by Section 3(c)(1) of the Investment Company Act of 1940, which regulates certain privately offered investment funds. The Washington Subscription Agreement — A Section 3C1 Fund includes various key sections that provide detailed information about the fund and the terms of investment. Below are some relevant keywords associated with this agreement: 1. Section 3C1 Fund: This refers to the specific type of investment fund that falls under the exemption provided by Section 3(c)(1) of the Investment Company Act of 1940. This exemption allows the fund to avoid some of the more stringent regulations imposed on publicly offered investment companies. 2. Investment Company Act of 1940: This is the federal legislation that governs the organization and operation of investment companies in the United States. The Washington Subscription Agreement — A Section 3C1 Fund must comply with the requirements of this act. 3. Subscription Agreement: This is a legally binding contract between the investor (subscriber) and the fund, outlining the terms and conditions of the investment. It covers important details such as subscription procedures, investment minimums, and withdrawal provisions. 4. Washington State: This indicates that the Section 3C1 fund is based in Washington state and subject to the specific rules and regulations imposed by the state's securities laws. 5. Privately Offered Investment Fund: This refers to an investment fund that is not offered to the public but limited to a specific group of investors. A Section 3C1 fund typically falls into this category. Different types of Washington Subscription Agreement — A Section 3C1 Fund may exist based on specific investment strategies, asset classes, or investment objectives. These variations can include: 1. Equity-based Section 3C1 Fund: A fund that primarily invests in publicly traded stocks or equity securities, aiming to achieve capital appreciation for its investors. 2. Fixed-Income Section 3C1 Fund: A fund that focuses on investing in fixed-income securities, such as bonds or debt instruments, with the goal of generating income for investors. 3. Multi-Asset Section 3C1 Fund: A fund that invests in a diversified portfolio of different asset classes, such as stocks, bonds, and commodities, aiming to provide a balanced investment approach. 4. Real Estate Section 3C1 Fund: A fund that focuses on investing in real estate properties or real estate-related assets, seeking income generation or capital appreciation from property investments. It is important to consult legal and financial professionals when considering investing in a Section 3C1 fund, as each fund may have its own unique characteristics, risks, and potential returns.