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A form which securities broker-dealers must submit to the Securities and Exchange Commission (SEC), to terminate status as a registered broker. (a) This form shall be used for filing a notice of withdrawal as broker-dealer pursuant to Rule 15b6–1 (§ 240.Registered brokerdealers use Form BDW (17 CFR 249. SUMMARY: The Securities and Exchange Commission is amending Form BDW and related filing procedures under the Securities Exchange Act of 1934. Form BDW Uniform Request For Broker Dealer Registration (SEC1500) Form. 501a Form BDW, notice of withdrawal from registration as broker-dealer pursuant to § 240. Form BDW is the Uniform Request for Withdrawal from Registration as a Broker-Dealer. Below is a list of forms available from the Securities Division. Noticeregistered brokerdealers requesting to withdraw registration with the Commission file a completed Form BDW with the NFA. All amendments to Form BD must be filed with the CRD.
