Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages
In Wisconsin, the Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets serves as a crucial partnership in the financial industry, focusing on the effective distribution and marketing of investment products. This agreement outlines the terms and conditions under which Ingenuity Capital Management, LLC, a prominent investment management firm, and Daugherty Capital Markets, a well-established financial services provider, collaborate to deliver investment opportunities to clients within the state. The primary purpose of this Distribution Agreement is to facilitate the promotion and sale of investment products managed by Ingenuity Capital Management, LLC, through the extensive network and expertise of Daugherty Capital Markets. By leveraging Daugherty Capital Markets' distribution capabilities, Ingenuity Capital Management, LLC aims to expand its reach and increase accessibility to its investment offerings across Wisconsin. The agreement highlights key responsibilities and obligations of both parties. Ingenuity Capital Management, LLC agrees to provide Daugherty Capital Markets with comprehensive information about their investment products and services, including detailed prospectuses, disclosure documents, and ongoing performance reports. Additionally, they commit to offering training and support to Daugherty Capital Markets' sales force, ensuring that they are well-equipped to effectively market the investment products. On the other hand, Daugherty Capital Markets agrees to diligently promote and market the investment products offered by Ingenuity Capital Management, LLC within Wisconsin. They employ various distribution channels such as direct face-to-face sales, telemarketing, digital channels, and other appropriate methods to maximize client outreach. Daugherty Capital Markets also engages in investor education and awareness campaigns to highlight the benefits and features of the investment products. The Distribution Agreement may encompass various types, each tailored to specific investment products or strategies. For instance, there may be separate agreements for mutual funds, exchange-traded funds (ETFs), separately managed accounts (SMA's), or alternative investment products. Each agreement would address the unique characteristics and requirements associated with the respective investment product. The Wisconsin Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets plays a crucial role in fostering collaboration, facilitating efficient distribution, and increasing investor access to innovative investment solutions. By forging this partnership and leveraging their respective strengths, both firms aim to enhance the financial landscape in Wisconsin, providing investors with a broad range of investment opportunities and superior client service.
In Wisconsin, the Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets serves as a crucial partnership in the financial industry, focusing on the effective distribution and marketing of investment products. This agreement outlines the terms and conditions under which Ingenuity Capital Management, LLC, a prominent investment management firm, and Daugherty Capital Markets, a well-established financial services provider, collaborate to deliver investment opportunities to clients within the state. The primary purpose of this Distribution Agreement is to facilitate the promotion and sale of investment products managed by Ingenuity Capital Management, LLC, through the extensive network and expertise of Daugherty Capital Markets. By leveraging Daugherty Capital Markets' distribution capabilities, Ingenuity Capital Management, LLC aims to expand its reach and increase accessibility to its investment offerings across Wisconsin. The agreement highlights key responsibilities and obligations of both parties. Ingenuity Capital Management, LLC agrees to provide Daugherty Capital Markets with comprehensive information about their investment products and services, including detailed prospectuses, disclosure documents, and ongoing performance reports. Additionally, they commit to offering training and support to Daugherty Capital Markets' sales force, ensuring that they are well-equipped to effectively market the investment products. On the other hand, Daugherty Capital Markets agrees to diligently promote and market the investment products offered by Ingenuity Capital Management, LLC within Wisconsin. They employ various distribution channels such as direct face-to-face sales, telemarketing, digital channels, and other appropriate methods to maximize client outreach. Daugherty Capital Markets also engages in investor education and awareness campaigns to highlight the benefits and features of the investment products. The Distribution Agreement may encompass various types, each tailored to specific investment products or strategies. For instance, there may be separate agreements for mutual funds, exchange-traded funds (ETFs), separately managed accounts (SMA's), or alternative investment products. Each agreement would address the unique characteristics and requirements associated with the respective investment product. The Wisconsin Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets plays a crucial role in fostering collaboration, facilitating efficient distribution, and increasing investor access to innovative investment solutions. By forging this partnership and leveraging their respective strengths, both firms aim to enhance the financial landscape in Wisconsin, providing investors with a broad range of investment opportunities and superior client service.