Wisconsin Dealers Agreement is a contractual agreement established between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. This agreement outlines the terms and conditions under which Active Assets Premier Money Trust will act as a dealer for investment products offered by Morgan Stanley Dean Witter Advisors, Inc. In the context of Wisconsin, this Dealers Agreement is specifically tailored to comply with the state's regulations and requirements. The primary purpose of this Dealers Agreement is to govern the relationship and responsibilities between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. This includes defining the rights and obligations of both parties, and the scope of their collaboration. The agreement also establishes guidelines for sales and marketing activities related to the investment products. Key aspects covered within the Wisconsin Dealers Agreement may include: 1. Dealer Authorization: Active Assets Premier Money Trust is authorized as a dealer by Morgan Stanley Dean Witter Advisors, Inc., allowing them to distribute and sell investment products in Wisconsin. 2. Product Offerings: Details about the specific investment products offered by Morgan Stanley Dean Witter Advisors, Inc., such as mutual funds, stocks, bonds, or other financial instruments. These could be further categorized under growth funds, income funds, balanced funds, etc. 3. Compensation Structure: The agreement stipulates the compensation structure for Active Assets Premier Money Trust, including commissions or fees earned for selling Morgan Stanley Dean Witter Advisors, Inc.'s investment products. It may also outline any additional incentives or bonuses for meeting sales targets or demonstrating exceptional performance. 4. Compliance and Regulatory Requirements: The Dealers Agreement will encompass compliance with Wisconsin state laws and regulations concerning the sale of investment products. Both parties agree to adhere to applicable rules relating to disclosure, record-keeping, investor protection, and other legal obligations specific to Wisconsin. 5. Marketing and Promotional Activities: This section outlines the marketing strategies, materials, and practices that Active Assets Premier Money Trust can use to promote Morgan Stanley Dean Witter Advisors, Inc.'s investment products in Wisconsin. It may also cover any pre-approved advertising guidelines, branding requirements, or co-marketing initiatives. 6. Termination and Dispute Resolution: The agreement sets forth procedures for termination, including notice periods and conditions that may trigger termination. Additionally, it outlines dispute resolution mechanisms, such as arbitration or mediation, to address any conflicts that may arise between the parties. Different types of Wisconsin Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may exist based on the specific nature of their collaboration. For instance, variations may arise when specific investment products or services are added or removed, or when changes occur in Wisconsin's regulatory framework. Each type will have its own unique terms and conditions, tailored to meet the requirements and objectives of the parties involved while complying with Wisconsin state laws.
Wisconsin Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.
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Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages.
Wisconsin Dealers Agreement is a contractual agreement established between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. This agreement outlines the terms and conditions under which Active Assets Premier Money Trust will act as a dealer for investment products offered by Morgan Stanley Dean Witter Advisors, Inc. In the context of Wisconsin, this Dealers Agreement is specifically tailored to comply with the state's regulations and requirements. The primary purpose of this Dealers Agreement is to govern the relationship and responsibilities between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. This includes defining the rights and obligations of both parties, and the scope of their collaboration. The agreement also establishes guidelines for sales and marketing activities related to the investment products. Key aspects covered within the Wisconsin Dealers Agreement may include: 1. Dealer Authorization: Active Assets Premier Money Trust is authorized as a dealer by Morgan Stanley Dean Witter Advisors, Inc., allowing them to distribute and sell investment products in Wisconsin. 2. Product Offerings: Details about the specific investment products offered by Morgan Stanley Dean Witter Advisors, Inc., such as mutual funds, stocks, bonds, or other financial instruments. These could be further categorized under growth funds, income funds, balanced funds, etc. 3. Compensation Structure: The agreement stipulates the compensation structure for Active Assets Premier Money Trust, including commissions or fees earned for selling Morgan Stanley Dean Witter Advisors, Inc.'s investment products. It may also outline any additional incentives or bonuses for meeting sales targets or demonstrating exceptional performance. 4. Compliance and Regulatory Requirements: The Dealers Agreement will encompass compliance with Wisconsin state laws and regulations concerning the sale of investment products. Both parties agree to adhere to applicable rules relating to disclosure, record-keeping, investor protection, and other legal obligations specific to Wisconsin. 5. Marketing and Promotional Activities: This section outlines the marketing strategies, materials, and practices that Active Assets Premier Money Trust can use to promote Morgan Stanley Dean Witter Advisors, Inc.'s investment products in Wisconsin. It may also cover any pre-approved advertising guidelines, branding requirements, or co-marketing initiatives. 6. Termination and Dispute Resolution: The agreement sets forth procedures for termination, including notice periods and conditions that may trigger termination. Additionally, it outlines dispute resolution mechanisms, such as arbitration or mediation, to address any conflicts that may arise between the parties. Different types of Wisconsin Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may exist based on the specific nature of their collaboration. For instance, variations may arise when specific investment products or services are added or removed, or when changes occur in Wisconsin's regulatory framework. Each type will have its own unique terms and conditions, tailored to meet the requirements and objectives of the parties involved while complying with Wisconsin state laws.
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