Wisconsin Investment Management Agreement

• Category: Contracts - Equity Funds
• State: Multi-State
• Control #: US-PE-EAM
• Format: Word; Rich Text

Description

This is a sample private equity company form, an Investment Management Agreement. Available in Word format. The Wisconsin Investment Management Agreement is a legally binding contract that outlines the terms and conditions between an individual or entity (referred to as the client) and a professional investment advisory firm (referred to as the investment manager). This agreement governs the relationship and collaboration between both parties regarding the management of investment portfolios and assets. The main objective of the Wisconsin Investment Management Agreement is to establish a clear understanding of the roles, responsibilities, and expectations of both the client and the investment manager. It serves as a protection mechanism for both parties and helps in avoiding any potential miscommunications or conflicts. Key provisions of the Wisconsin Investment Management Agreement typically include: 1. Scope of engagement: This section outlines the specific investment management services that the investment manager will provide to the client. It may involve activities such as asset allocation, investment research and analysis, portfolio monitoring, and periodic reporting. 2. Investment objectives and strategies: The agreement defines the investment objectives of the client, such as capital appreciation, income generation, or a combination of both. It also details the investment strategies that the investment manager will employ to achieve these objectives, considering factors like risk tolerance and time horizons. 3. Compensation: The compensation structure of the investment manager is clearly defined in this section. It usually includes a management fee, which can be based on a percentage of the assets under management or a fixed fee arrangement. The agreement may also cover any additional fees, such as performance-based fees or transaction costs. 4. Client obligations: This part outlines the responsibilities and obligations of the client, which may include providing accurate and up-to-date information, promptly responding to requests, and granting appropriate power of attorney if necessary. 5. Termination: The agreement specifies the conditions under which either party can terminate the contract, including provisions for notice periods and potential termination fees. It may also include provisions for termination due to unacceptable performance or a breach of contract. Types of Wisconsin Investment Management Agreements: 1. Individual Investment Management Agreement: This type of agreement is entered into between an individual client and an investment management firm. It is designed for clients who desire personalized investment strategies and management of their financial assets. 2. Corporate Investment Management Agreement: This agreement is tailored for corporate clients, such as businesses, organizations, or institutions that seek investment management services for their corporate investment portfolios or retirement plans. 3. Trust Investment Management Agreement: This type of agreement is specific to clients who establish trusts and want an investment manager to handle the management and growth of the assets held within the trust. In conclusion, the Wisconsin Investment Management Agreement is a comprehensive contract that sets out the terms and conditions for the professional management of investment portfolios. It covers various aspects, including the services provided, investment objectives, compensation, client obligations, and termination clauses. With different types available, individuals, corporations, or trusts can opt for an agreement that suits their specific needs and investment goals.

The Wisconsin Investment Management Agreement is a legally binding contract that outlines the terms and conditions between an individual or entity (referred to as the client) and a professional investment advisory firm (referred to as the investment manager). This agreement governs the relationship and collaboration between both parties regarding the management of investment portfolios and assets. The main objective of the Wisconsin Investment Management Agreement is to establish a clear understanding of the roles, responsibilities, and expectations of both the client and the investment manager. It serves as a protection mechanism for both parties and helps in avoiding any potential miscommunications or conflicts. Key provisions of the Wisconsin Investment Management Agreement typically include: 1. Scope of engagement: This section outlines the specific investment management services that the investment manager will provide to the client. It may involve activities such as asset allocation, investment research and analysis, portfolio monitoring, and periodic reporting. 2. Investment objectives and strategies: The agreement defines the investment objectives of the client, such as capital appreciation, income generation, or a combination of both. It also details the investment strategies that the investment manager will employ to achieve these objectives, considering factors like risk tolerance and time horizons. 3. Compensation: The compensation structure of the investment manager is clearly defined in this section. It usually includes a management fee, which can be based on a percentage of the assets under management or a fixed fee arrangement. The agreement may also cover any additional fees, such as performance-based fees or transaction costs. 4. Client obligations: This part outlines the responsibilities and obligations of the client, which may include providing accurate and up-to-date information, promptly responding to requests, and granting appropriate power of attorney if necessary. 5. Termination: The agreement specifies the conditions under which either party can terminate the contract, including provisions for notice periods and potential termination fees. It may also include provisions for termination due to unacceptable performance or a breach of contract. Types of Wisconsin Investment Management Agreements: 1. Individual Investment Management Agreement: This type of agreement is entered into between an individual client and an investment management firm. It is designed for clients who desire personalized investment strategies and management of their financial assets. 2. Corporate Investment Management Agreement: This agreement is tailored for corporate clients, such as businesses, organizations, or institutions that seek investment management services for their corporate investment portfolios or retirement plans. 3. Trust Investment Management Agreement: This type of agreement is specific to clients who establish trusts and want an investment manager to handle the management and growth of the assets held within the trust. In conclusion, the Wisconsin Investment Management Agreement is a comprehensive contract that sets out the terms and conditions for the professional management of investment portfolios. It covers various aspects, including the services provided, investment objectives, compensation, client obligations, and termination clauses. With different types available, individuals, corporations, or trusts can opt for an agreement that suits their specific needs and investment goals.