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West Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets

State:
Multi-State
Control #:
US-EG-9180
Format:
Word; 
Rich Text
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Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages West Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding contract that outlines the terms and conditions related to the distribution of investment products and services by Ingenuity Capital Management, LLC in the state of West Virginia through Daugherty Capital Markets. This agreement aims to establish a mutually beneficial relationship between the two entities and ensures compliance with all applicable federal and state securities laws. Keywords: West Virginia, Distribution Agreement, Ingenuity Capital Management, Daugherty Capital Markets, investment products, services, legally binding contract, terms and conditions, mutual relationship, compliance, federal securities laws, state securities laws. Different types of West Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets can include: 1. Exclusive Distribution Agreement: This type of agreement grants Daugherty Capital Markets the exclusive right to distribute specific investment products offered by Ingenuity Capital Management, LLC in the West Virginia market. This arrangement ensures that Daugherty Capital Markets has the sole authority to market and sell those products in the designated territory. 2. Non-Exclusive Distribution Agreement: In contrast to an exclusive agreement, a non-exclusive distribution agreement allows Ingenuity Capital Management, LLC to engage multiple distribution partners, including Daugherty Capital Markets, to distribute their investment products in West Virginia. This agreement offers more flexibility and wider market reach for Ingenuity Capital Management, LLC, as they can collaborate with multiple entities. 3. Limited Distribution Agreement: This type of agreement restricts the distribution of specific investment products offered by Ingenuity Capital Management, LLC to a limited number of clients or a specific target market within West Virginia. This agreement may be suitable for exclusive investment opportunities or specialized products that require a specific client base or market segment. 4. Full-Service Distribution Agreement: A full-service distribution agreement encompasses a comprehensive range of investment products and services offered by Ingenuity Capital Management, LLC, which Daugherty Capital Markets agrees to distribute in West Virginia. This agreement covers a broad spectrum of investment opportunities, including but not limited to mutual funds, individual securities, retirement plans, alternative investments, and wealth management services. The specific type of West Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets would vary depending on the objectives, scope, and nature of the distribution partnership mutually agreed upon by both parties.

West Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legally binding contract that outlines the terms and conditions related to the distribution of investment products and services by Ingenuity Capital Management, LLC in the state of West Virginia through Daugherty Capital Markets. This agreement aims to establish a mutually beneficial relationship between the two entities and ensures compliance with all applicable federal and state securities laws. Keywords: West Virginia, Distribution Agreement, Ingenuity Capital Management, Daugherty Capital Markets, investment products, services, legally binding contract, terms and conditions, mutual relationship, compliance, federal securities laws, state securities laws. Different types of West Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets can include: 1. Exclusive Distribution Agreement: This type of agreement grants Daugherty Capital Markets the exclusive right to distribute specific investment products offered by Ingenuity Capital Management, LLC in the West Virginia market. This arrangement ensures that Daugherty Capital Markets has the sole authority to market and sell those products in the designated territory. 2. Non-Exclusive Distribution Agreement: In contrast to an exclusive agreement, a non-exclusive distribution agreement allows Ingenuity Capital Management, LLC to engage multiple distribution partners, including Daugherty Capital Markets, to distribute their investment products in West Virginia. This agreement offers more flexibility and wider market reach for Ingenuity Capital Management, LLC, as they can collaborate with multiple entities. 3. Limited Distribution Agreement: This type of agreement restricts the distribution of specific investment products offered by Ingenuity Capital Management, LLC to a limited number of clients or a specific target market within West Virginia. This agreement may be suitable for exclusive investment opportunities or specialized products that require a specific client base or market segment. 4. Full-Service Distribution Agreement: A full-service distribution agreement encompasses a comprehensive range of investment products and services offered by Ingenuity Capital Management, LLC, which Daugherty Capital Markets agrees to distribute in West Virginia. This agreement covers a broad spectrum of investment opportunities, including but not limited to mutual funds, individual securities, retirement plans, alternative investments, and wealth management services. The specific type of West Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets would vary depending on the objectives, scope, and nature of the distribution partnership mutually agreed upon by both parties.

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West Virginia Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets