The Wyoming Investing Complaint Form is a document issued by the Wyoming Securities Division of the Wyoming State Treasurer's Office for filing complaints about potential violations of Wyoming securities laws. The form allows for the filing of complaints against broker-dealers, investment advisors, and their representatives who may be engaging in fraud, unethical practices, or any other securities' law violation. Wyoming has three types of Wyoming Investing Complaint Forms. The first is the General Complaint Form, which is used to report any violation of Wyoming securities law or regulation. The second is the Investor Protection Complaint Form, which is specifically used to report fraud, unethical practices, or any other securities' law violation by a Wyoming broker-dealer or investment advisor. The third is the Investor Arbitration Complaint Form, which is used to file a claim against a broker-dealer or investment advisor with the Financial Industry Regulatory Authority (FINRA) for an alleged violation of FINRA's rules.
Wyoming Investing Complaint Form
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Chuck Gray is an American politician and the secretary of state of Wyoming, having won the 2022 election unopposed. Gray was previously a member of the Wyoming House of Representatives representing the 57th District.
Elected Officials Mark Gordon. Wyoming Governor. Mark Gordon was elected Wyoming's 33rd Governor, on Nov.Chuck Gray. Wyoming Secretary of State.Kristi Racines. Wyoming State Auditor's Office.Curt Meier. Wyoming State Treasurer's Office.Megan Degenfelder. Wyoming Department of Education.
Secretary Gray is known for his conservative record. He is a five-time CPAC award winner, winning the award for his conservative voting record each year in the legislature. He has also received Wyoming Right to Life's Platinum Award for his pro-life record.
Please contact the Office at SecOfState@wyo.gov or phone 307.777. 7378.
Karl Allred is an American politician who served as the Secretary of State of Wyoming. He was appointed by Wyoming governor Mark Gordon in September 2022 to replace Edward Buchanan, who resigned on September 15 to become a Goshen County district court judge. He is a member of the Republican Party.
The Office of Secretary of State oversees the administration of numerous matters including: the registration of business entities; statewide elections; lobbyist registrations and filings; ethics filings; campaign finance; securities; notaries public; registered agents; trade names; trademarks; document authentication;