Wyoming Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors

• Category: Corporations - Public - Advisory
• State: Multi-State
• Control #: US-EG-9141
• Format: Word; Rich Text

Description

Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors dated January 1, 1999. 8 pages A Wyoming Sub-Advisory Agreement is a legally binding contract between Touchstone Advisors, Inc. and OPCA Advisors, outlining the terms and conditions of a sub-advisory relationship. The agreement sets forth the responsibilities, rights, and obligations of both parties involved. Touchstone Advisors, Inc. is a prominent investment management firm, while OPCA Advisors specializes in providing sub-advisory services to investment managers. By entering into a sub-advisory agreement, both parties aim to leverage each other's expertise and resources to enhance portfolio management and investment strategies. Key Elements of a Wyoming Sub-Advisory Agreement: 1. Parties Involved: The agreement clearly identifies Touchstone Advisors, Inc. as the primary investment advisor and OPCA Advisors as the sub-advisor. 2. Duration: The agreement specifies the start date and the term of the sub-advisory relationship. It may be an ongoing agreement or have a specific duration, subject to renewal or termination provisions. 3. Scope of Services: The agreement outlines the specific services that OPCA Advisors will provide to Touchstone Advisors. These services may include investment research, portfolio analysis, trading execution, risk management, and other related activities. 4. Investment Guidelines: The agreement establishes the investment guidelines and strategies that OPCA Advisors must follow when managing the assigned portfolios. These guidelines may include risk tolerance, asset allocation, investment restrictions, and performance targets. 5. Compensation: The agreement determines the sub-advisory fees payable by Touchstone Advisors to OPCA Advisors for their services. These fees are typically structured as a percentage of the assets under management or as a flat fee, depending on the negotiated terms. 6. Reporting and Communication: The agreement outlines the regular reporting requirements, including the frequency and format of performance reports, risk assessments, and client communication. It may include provisions for both written and verbal updates. 7. Legal and Compliance Matters: The agreement ensures compliance with all applicable legal and regulatory requirements, including but not limited to securities laws, fiduciary duties, and codes of conduct. It may also address confidentiality, intellectual property, and dispute resolution mechanisms. Different Types of Wyoming Sub-Advisory Agreements: 1. Traditional Sub-Advisory Agreement: This is the most common type of sub-advisory agreement, where the sub-advisor takes on the responsibility of managing a portion or all of the assets for the primary investment advisor. 2. Specialty or Sector-Specific Sub-Advisory Agreement: In this type of agreement, the sub-advisor specializes in a particular investment sector or asset class, bringing niche expertise and insights to the relationship. 3. Overlay Sub-Advisory Agreement: An overlay agreement is focused on managing specific investment strategies, typically involving the use of derivatives or hedging techniques to enhance portfolio performance or manage risk. In conclusion, a Wyoming Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors is a contractual arrangement that formalizes their sub-advisory relationship. It encompasses various aspects such as services, compensation, reporting, and compliance. Different types of sub-advisory agreements include traditional, specialty, and overlay arrangements, each serving different investment objectives or strategies.

A Wyoming Sub-Advisory Agreement is a legally binding contract between Touchstone Advisors, Inc. and OPCA Advisors, outlining the terms and conditions of a sub-advisory relationship. The agreement sets forth the responsibilities, rights, and obligations of both parties involved. Touchstone Advisors, Inc. is a prominent investment management firm, while OPCA Advisors specializes in providing sub-advisory services to investment managers. By entering into a sub-advisory agreement, both parties aim to leverage each other's expertise and resources to enhance portfolio management and investment strategies. Key Elements of a Wyoming Sub-Advisory Agreement: 1. Parties Involved: The agreement clearly identifies Touchstone Advisors, Inc. as the primary investment advisor and OPCA Advisors as the sub-advisor. 2. Duration: The agreement specifies the start date and the term of the sub-advisory relationship. It may be an ongoing agreement or have a specific duration, subject to renewal or termination provisions. 3. Scope of Services: The agreement outlines the specific services that OPCA Advisors will provide to Touchstone Advisors. These services may include investment research, portfolio analysis, trading execution, risk management, and other related activities. 4. Investment Guidelines: The agreement establishes the investment guidelines and strategies that OPCA Advisors must follow when managing the assigned portfolios. These guidelines may include risk tolerance, asset allocation, investment restrictions, and performance targets. 5. Compensation: The agreement determines the sub-advisory fees payable by Touchstone Advisors to OPCA Advisors for their services. These fees are typically structured as a percentage of the assets under management or as a flat fee, depending on the negotiated terms. 6. Reporting and Communication: The agreement outlines the regular reporting requirements, including the frequency and format of performance reports, risk assessments, and client communication. It may include provisions for both written and verbal updates. 7. Legal and Compliance Matters: The agreement ensures compliance with all applicable legal and regulatory requirements, including but not limited to securities laws, fiduciary duties, and codes of conduct. It may also address confidentiality, intellectual property, and dispute resolution mechanisms. Different Types of Wyoming Sub-Advisory Agreements: 1. Traditional Sub-Advisory Agreement: This is the most common type of sub-advisory agreement, where the sub-advisor takes on the responsibility of managing a portion or all of the assets for the primary investment advisor. 2. Specialty or Sector-Specific Sub-Advisory Agreement: In this type of agreement, the sub-advisor specializes in a particular investment sector or asset class, bringing niche expertise and insights to the relationship. 3. Overlay Sub-Advisory Agreement: An overlay agreement is focused on managing specific investment strategies, typically involving the use of derivatives or hedging techniques to enhance portfolio performance or manage risk. In conclusion, a Wyoming Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors is a contractual arrangement that formalizes their sub-advisory relationship. It encompasses various aspects such as services, compensation, reporting, and compliance. Different types of sub-advisory agreements include traditional, specialty, and overlay arrangements, each serving different investment objectives or strategies.