Wyoming Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding Rendering Certain Sub-Administrative Services

• Category: Corporations - Public - Administration
• State: Multi-State
• Control #: US-EG-9408
• Format: Word; Rich Text

Description

Sub-Administration Agreement between First Data Investor Services Group, Inc. and EQSF Advisors, Inc. regarding the retention of Investor Services Group to render certain sub-administrative services with respect to investment portfolios dated October 1, Wyoming Sub-Administration Agreement between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. regarding Rendering Certain Sub-Administrative Services This Wyoming Sub-Administration Agreement is a legally binding document entered into between First Data Investor Services Group, Inc. (hereinafter referred to as "Company A") and EPSF Advisors, Inc. (hereinafter referred to as "Company B"). This agreement outlines the terms and conditions under which Company B will provide certain sub-administrative services to Company A. The purpose of this agreement is to establish a mutually beneficial relationship between Company A and Company B, wherein Company B will render specialized sub-administrative services to support Company A's operations. These sub-administrative services encompass a wide range of functions, including but not limited to: 1. Investment Management Support: Company B will provide assistance in managing Company A's investment portfolio, including the preparation of investment reports, analysis of investment performance, and maintaining records of investment activities. 2. Shareholder Communications: Company B will assume responsibility for managing shareholder communications on behalf of Company A. This includes preparing and distributing important documents such as annual reports, proxy statements, and other relevant shareholder materials. 3. Fund Accounting: Company B will maintain accurate fund accounting records, ensure timely processing of financial transactions, and reconcile any discrepancies that may arise to ensure the accuracy of financial information. 4. Compliance Monitoring: Company B will monitor and ensure compliance with applicable laws, regulations, and internal policies governing Company A's operations. This includes conducting regular audits, preparing compliance reports, and implementing corrective actions when necessary. 5. Performance Measurement and Reporting: Company B will assist Company A in tracking and measuring investment performance, preparing performance reports, and providing insightful analysis to facilitate informed decision-making. This Wyoming Sub-Administration Agreement can be further categorized into two types, namely: 1. Fixed-Term Agreement: This type of agreement establishes a specific duration during which Company B will provide sub-administrative services to Company A. It includes a defined start date and end date, providing both parties with clarity on their respective obligations and the overall timeline of the engagement. 2. Open-Ended Agreement: In contrast to the fixed-term agreement, this type of agreement does not have a predetermined end date. Instead, it allows for an ongoing relationship between Company A and Company B, wherein the agreement remains in effect until either party terminates it upon providing a specific notice period. In conclusion, this Wyoming Sub-Administration Agreement serves as a vital framework for the delivery of essential sub-administrative services by Company B to support the operations of Company A. The agreement covers a range of functions crucial to investment management, shareholder communications, accounting, compliance, and performance reporting. The choice between a fixed-term agreement or an open-ended agreement depends on the specific requirements and preferences of both parties involved.

Wyoming Sub-Administration Agreement between First Data Investor Services Group, Inc. and EPSF Advisors, Inc. regarding Rendering Certain Sub-Administrative Services This Wyoming Sub-Administration Agreement is a legally binding document entered into between First Data Investor Services Group, Inc. (hereinafter referred to as "Company A") and EPSF Advisors, Inc. (hereinafter referred to as "Company B"). This agreement outlines the terms and conditions under which Company B will provide certain sub-administrative services to Company A. The purpose of this agreement is to establish a mutually beneficial relationship between Company A and Company B, wherein Company B will render specialized sub-administrative services to support Company A's operations. These sub-administrative services encompass a wide range of functions, including but not limited to: 1. Investment Management Support: Company B will provide assistance in managing Company A's investment portfolio, including the preparation of investment reports, analysis of investment performance, and maintaining records of investment activities. 2. Shareholder Communications: Company B will assume responsibility for managing shareholder communications on behalf of Company A. This includes preparing and distributing important documents such as annual reports, proxy statements, and other relevant shareholder materials. 3. Fund Accounting: Company B will maintain accurate fund accounting records, ensure timely processing of financial transactions, and reconcile any discrepancies that may arise to ensure the accuracy of financial information. 4. Compliance Monitoring: Company B will monitor and ensure compliance with applicable laws, regulations, and internal policies governing Company A's operations. This includes conducting regular audits, preparing compliance reports, and implementing corrective actions when necessary. 5. Performance Measurement and Reporting: Company B will assist Company A in tracking and measuring investment performance, preparing performance reports, and providing insightful analysis to facilitate informed decision-making. This Wyoming Sub-Administration Agreement can be further categorized into two types, namely: 1. Fixed-Term Agreement: This type of agreement establishes a specific duration during which Company B will provide sub-administrative services to Company A. It includes a defined start date and end date, providing both parties with clarity on their respective obligations and the overall timeline of the engagement. 2. Open-Ended Agreement: In contrast to the fixed-term agreement, this type of agreement does not have a predetermined end date. Instead, it allows for an ongoing relationship between Company A and Company B, wherein the agreement remains in effect until either party terminates it upon providing a specific notice period. In conclusion, this Wyoming Sub-Administration Agreement serves as a vital framework for the delivery of essential sub-administrative services by Company B to support the operations of Company A. The agreement covers a range of functions crucial to investment management, shareholder communications, accounting, compliance, and performance reporting. The choice between a fixed-term agreement or an open-ended agreement depends on the specific requirements and preferences of both parties involved.