Document Application - Soc 2 Online For Free

Here's a 9 step SOC 2 checklist for your reference: Choose your objectives. Identify the type of SOC 2 report. Define scope. Conduct an internal risk assessment. Perform gap analysis and remediation. Implement stage-appropriate controls. Undergo readiness assessment. SOC 2 audit.

What is a SOC 2 Type 2 Report? A SOC 2 Type 2 Report is a Service Organization Control (SOC) audit on how a cloud-based service provider handles sensitive information. It covers both the suitability of a company's controls and its operating effectiveness.

The SOC 2 Type II Audit Process entails: Reviewing the audit scope. Creating a project plan. Testing controls for design and/or operational effectiveness. Authenticating the results. Delivering and communicating the organization's report.

Report from the auditor. The first section of a SOC 2 report is a summary of the audit provided by the auditor. ... Management assertion. The management assertion allows the company to make claims about the audited systems and controls. ... System description. ... Tests of controls. ... Other information.

The SOC 2 system description describes the boundaries of your SOC 2 report and includes important information about the people, processes, technology, and controls that support your service or product.

An SOC Type 2 checklist in particular includes items such as reviewing and documenting information security policies, implementing and testing controls, workforce SOC 2 compliance training, and engaging an independent auditor.

The SOC 2 documentation helps define policies and handle any gaps found during inspections or audits within a specific period. The list of documents that you provide will enhance your chances of completing the audit. These documents that serve as evidence will allow the auditor to conduct the audit efficiently.