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The regulatory process is a formal process based on specified policies, principles and associated criteria and follows specified procedures as established in the management system.

Adjective. of or relating to the control or direction of an activity by a set of rules, laws, etc.:The Coast Guard is to be commended for this current regulatory effort, as their proposed restriction addresses many concerns of the seafaring community.

Rulemaking is the policy-making process for Executive and Independent agencies of the Federal government. Agencies use this process to develop and issue Rules (also referred to as ?regulations?). The process is governed by laws including but not limited to the Administrative Procedure Act (APA) (5 U.S.C.

Regulations set specific requirements about what is legal and what isn't. For example, a regulation issued by EPA to implement the Clean Air Act might explain what levels of a pollutant - such as sulfur dioxide - adequately protect human health and the environment.

Government business regulations are federal laws and statutes passed to protect businesses and the public interest. These regulations can be used by small businesses to help them grow. For example, government regulations may require using certain safety equipment on the job site if you own a construction company.

The proposed rule, or Notice of Proposed Rulemaking (NPRM), is the official document that announces and explains the agency's plan to address a problem or accomplish a goal. All proposed rules must be published in the Federal Register to notify the public and to give them an opportunity to submit comments.

Some examples of regulatory policies include removing lead from gasoline, minimum wages for workers, and having airbags in all cars.

Three main approaches to regulation are ?command and control,? performance-based, and management-based. Each approach has strengths and weaknesses.

The margin requirements for exempt securities, such as U.S. governments, are set by a firm's SRO or DEA (designated examining authority). To determine long market value at maintenance, divide the debit balance of $3,750 by 75% ($5,000).

FINRA Rule 4210 (Margin Requirements) specifies the margin requirements applicable to securities held in margin accounts, including both strategy-based margin accounts and portfolio margin accounts.