Stock & Bond Transfer Agents Forms for Wake
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FAQ
Transfer agents pay distributions to investors, based on the registrar's records. For example, transfer agents send interest payments to bondholders, as well as the face value of their bonds, once they reach maturity.
FORM FOR REPORTING ACTIVITIES OF TRANSFER AGENTS. REGISTERED PURSUANT TO SECTION 17A OF THE. SECURITIES EXCHANGE ACT OF 1934. INTENTIONAL MISSTATEMENTS OR OMISSIONS OF ATTENTION: FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.
The SEC therefore has promulgated rules and regulations for all registered transfer agents, intended to facilitate the prompt and accurate clearance and settlement of securities transactions and that assure the safeguarding of securities and funds.The SEC also conducts inspections of transfer agents.
Find the Transfer Agent for your Stock In many cases, you can find the TA for a certain company or stock by searching the company on OTCmarkets.com and selecting the Company Info tab for that company. You may also want to visit the company's investor relations' website, call the company directly, or ask your broker.
Contact Transfer AgentU.S. and Canada toll-free: 1-888-201-5538.International callers: 1-201-680-6578.TDD for hearing impaired (US and Canada): 1-800-490-1493.TDD for hearing impaired (International): 781-575-4592.
Computershare holds 56.4% of the market share, followed by Equiniti Trust Co (19.2%), American Stock Transfer & Trust (15.6%), and Broadridge (7%). These four transfer agents account for over 98.2% of the S&P 500 market.