Las Vegas Nevada Investment Advisory Agreement
Category:
State:
Multi-State
City:
Las Vegas
Control #:
US-0820BG
Format:
Word;
Rich Text
Instant download
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Public form
Description
An investment advisor is defined by the Investment Advisers Act of 1940, as any person or group that makes investment recommendations or conducts securities analysis in return for a fee, whether through direct management of client assets or via written publications.
An investment advisor agreement is a formal arrangement between a registered investment adviser and an investor stipulating the terms under which the adviser is authorized to act on behalf of the investor to manage the assets listed in the agreement. The agreement establishes the extent to which the adviser may act in a discretionary capacity to make investment decisions based on a prescribed strategy.
