Sacramento California Affiliate Letter in Rule 145 Transaction

State:
Multi-State
County:
Sacramento
Control #:
US-1041BG
Format:
Word; 
Rich Text
Instant download

Description

Rule 145 is an SEC rule that allows companies to sell certain securities without first having to register the securities with the SEC. This specifically refers to stocks that an investor has received because of a merger, acquisition, or reclassification.
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Sacramento California Affiliate Letter in Rule 145 Transaction