How do I remove restricted legend from stock certificate?

If you want to remove the restrictive legend, you should contact the company that issued the securitiesor the transfer agent for the company's securitiesto ask about the procedures for removing a legend. If you have a broker, you may want to ask your broker to help you.

US Legal Forms
Localized Forms
California
Alameda
Legend on Stock Certificate with Reference to Separate Document...

Alameda California Legend on Stock Certificate with Reference to Separate Document Restricting Transfer of Shares

Name: Alameda California Legend on Stock Certificate with Reference to Separate Document Restricting Transfer of Shares
Brand: US Legal Forms
Rating: 4.75 (454 reviews)

Category:

Corporations - Shareholders and Stock

State:

Multi-State

County:

Alameda

Control #:

US-1058BG

Format:

Instant download

Description

A Legend is a statement on a stock certificate noting restrictions on the transfer of the stock, often due to SEC requirements for unregistered securities. The Securities Act of 1933 regulates the initial sale of securities to the public. Some securities are exempt from coverage of the Act. Certain stock issue transactions are also exempt (i.e., exempt from registration with the Securities and Exchange Commission). This Legend restricts the transfer of stock in accordance with the Articles of Incorporation or the Corporation's Bylaws or a Shareholder's Buy Sell Agreement.

Application for Extension of Time Period f...

View this form

Leave of Absence for Vacation

View this form

Health Insurance for Summer Interns

View this form

North Carolina Flooring Contractor Package

View this form

How to fill out Alameda California Legend On Stock Certificate With Reference To Separate Document Restricting Transfer Of Shares?

Whether you plan to open your business, enter into a deal, apply for your ID renewal, or resolve family-related legal concerns, you must prepare certain paperwork meeting your local laws and regulations. Finding the correct papers may take a lot of time and effort unless you use the US Legal Forms library.

The platform provides users with more than 85,000 professionally drafted and checked legal documents for any individual or business occurrence. All files are grouped by state and area of use, so opting for a copy like Alameda Legend on Stock Certificate with Reference to Separate Document Restricting Transfer of Shares is fast and simple.

The US Legal Forms website users only need to log in to their account and click the Download key next to the required template. If you are new to the service, it will take you a couple of more steps to get the Alameda Legend on Stock Certificate with Reference to Separate Document Restricting Transfer of Shares. Adhere to the instructions below:

Make sure the sample meets your individual needs and state law regulations.
Read the form description and check the Preview if there’s one on the page.
Make use of the search tab specifying your state above to locate another template.
Click Buy Now to get the sample when you find the proper one.
Opt for the subscription plan that suits you most to continue.
Sign in to your account and pay the service with a credit card or PayPal.
Download the Alameda Legend on Stock Certificate with Reference to Separate Document Restricting Transfer of Shares in the file format you prefer.
Print the copy or fill it out and sign it electronically via an online editor to save time.

Documents provided by our website are multi-usable. Having an active subscription, you are able to access all of your earlier purchased paperwork at any moment in the My Forms tab of your profile. Stop wasting time on a endless search for up-to-date official documents. Sign up for the US Legal Forms platform and keep your paperwork in order with the most comprehensive online form collection!

Form Rating

4.75

Satisfied(454)

Form popularity

FAQ

Restricted stock refers to unregistered shares of ownership in a corporation that are issued to corporate affiliates, such as executives and directors. Restricted stock is non-transferable and must be traded in compliance with special Securities and Exchange Commission (SEC) regulations.

A legend is a statement on a stock certificate noting restrictions on the transfer of the stock. A stock legend is typically put in place due to the requirements established by the Securities and Exchange Commission (SEC) for unregistered securities.

Legend Removal Period means, with respect to any securities, any period during which (a) a registration statement (including the Registration Statement) covering the resale of such securities is effective under the Securities Act, (b) such securities have been or are being sold pursuant to Rule 144 or Rule 144A and the

Restrictive legends are stamped or printed on the certificate or instrument, face or reverse, of restricted securities and usually begin with These securities are not registered . . . . Restricted securities that are not represented by a certificate (generally referred to as book entry) will have a notation of

If you want to remove the restrictive legend, you should contact the company that issued the securitiesor the transfer agent for the company's securitiesto ask about the procedures for removing a legend. If you have a broker, you may want to ask your broker to help you.

When securities are restricted, a restrictive legend is usually stamped on the back of the stock certificate, prohibiting its sale in the public marketplace unless they are registered with the SEC or are exempt from the registration.

If you receive stock from a company affiliate -- an executive officer, director or large investor -- the shares are restricted control securities. Under SEC Rule 144, you can lift stock restrictions by holding the shares for a set amount of time.

You may not sell, assign, pledge, encumber, or otherwise transfer any interest in the Restricted Shares until the dates set forth in the Vesting Schedule set forth below, at which point the Restricted Shares will be referred to as Vested. A Restricted Share shall not be subject to execution, attachment or similar

Interesting Questions

More info

After the court and date parenthetical, complete the citation with a reference to the opinion's location in the relevant reporter. Form of Class A common stock certificate of the Registrant.Reference into Part III of this Annual Report on Form 10-K to the extent provided herein. 127,993,412 shares of Common Stock Issued and Outstanding as of November 28, 1997. Fill out this form and return to The Unity Council. Mostly, the majority shareholders agree to transfer the shares of the shareholder. A: We are working toward completing the merger as quickly as possible. It is up to us to mitigate, or lessen, the disastrous effects of hazards. The intent of this City of Alameda Local Hazard Mitigation Plan is to examine the. Except where the context otherwise requires, the word "Court" refers to the.

Alameda California Legend on Stock Certificate with Reference to Separate Document Restricting Transfer of Shares

Description

Related forms

Viewed forms

How to fill out Alameda California Legend On Stock Certificate With Reference To Separate Document Restricting Transfer Of Shares?

Show more info

Form Rating

Form popularity

FAQ

What is a restricted stock certificate?

What is a legend on a stock certificate?

What is legend removal?

What is a restrictive legend on stock?

How do I remove restricted legend from stock certificate?

What is a restrictive legend on stock certificate?

How do you Unrestrict shares?

Can restricted shares be transferred?

Interesting Questions

What is the Alameda Legend on Stock Certificate?

What does the Alameda Legend mention in relation to shares?

Why does the Alameda Legend mention restrictions on share transfers?

What is the purpose of a separate document restricting the transfer of shares?

Are there any limitations on transferring shares mentioned in the Alameda Legend?

Can I freely transfer my shares without any restrictions?

More info

Trusted and secure by over 3 million people of the world’s leading companies