How do I remove restricted legend from stock certificate?

If you want to remove the restrictive legend, you should contact the company that issued the securitiesor the transfer agent for the company's securitiesto ask about the procedures for removing a legend. If you have a broker, you may want to ask your broker to help you.

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Legend on Stock Certificate with Reference to Separate Document...

Alameda California Legend on Stock Certificate with Reference to Separate Document Restricting Transfer of Shares

Name: Alameda California Legend on Stock Certificate with Reference to Separate Document Restricting Transfer of Shares
Brand: US Legal Forms
Rating: 4.75 (454 reviews)

Category:

Corporations - Shareholders and Stock

State:

Multi-State

County:

Alameda

Control #:

US-1058BG

Format:

Instant download

Description

A Legend is a statement on a stock certificate noting restrictions on the transfer of the stock, often due to SEC requirements for unregistered securities. The Securities Act of 1933 regulates the initial sale of securities to the public. Some securities are exempt from coverage of the Act. Certain stock issue transactions are also exempt (i.e., exempt from registration with the Securities and Exchange Commission). This Legend restricts the transfer of stock in accordance with the Articles of Incorporation or the Corporation's Bylaws or a Shareholder's Buy Sell Agreement.

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How to fill out Alameda California Legend On Stock Certificate With Reference To Separate Document Restricting Transfer Of Shares?

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Restricted stock refers to unregistered shares of ownership in a corporation that are issued to corporate affiliates, such as executives and directors. Restricted stock is non-transferable and must be traded in compliance with special Securities and Exchange Commission (SEC) regulations.

A legend is a statement on a stock certificate noting restrictions on the transfer of the stock. A stock legend is typically put in place due to the requirements established by the Securities and Exchange Commission (SEC) for unregistered securities.

Legend Removal Period means, with respect to any securities, any period during which (a) a registration statement (including the Registration Statement) covering the resale of such securities is effective under the Securities Act, (b) such securities have been or are being sold pursuant to Rule 144 or Rule 144A and the

Restrictive legends are stamped or printed on the certificate or instrument, face or reverse, of restricted securities and usually begin with These securities are not registered . . . . Restricted securities that are not represented by a certificate (generally referred to as book entry) will have a notation of

If you want to remove the restrictive legend, you should contact the company that issued the securitiesor the transfer agent for the company's securitiesto ask about the procedures for removing a legend. If you have a broker, you may want to ask your broker to help you.

When securities are restricted, a restrictive legend is usually stamped on the back of the stock certificate, prohibiting its sale in the public marketplace unless they are registered with the SEC or are exempt from the registration.

If you receive stock from a company affiliate -- an executive officer, director or large investor -- the shares are restricted control securities. Under SEC Rule 144, you can lift stock restrictions by holding the shares for a set amount of time.

You may not sell, assign, pledge, encumber, or otherwise transfer any interest in the Restricted Shares until the dates set forth in the Vesting Schedule set forth below, at which point the Restricted Shares will be referred to as Vested. A Restricted Share shall not be subject to execution, attachment or similar

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After the court and date parenthetical, complete the citation with a reference to the opinion's location in the relevant reporter. Form of Class A common stock certificate of the Registrant.Reference into Part III of this Annual Report on Form 10-K to the extent provided herein. 127,993,412 shares of Common Stock Issued and Outstanding as of November 28, 1997. Fill out this form and return to The Unity Council. Mostly, the majority shareholders agree to transfer the shares of the shareholder. A: We are working toward completing the merger as quickly as possible. It is up to us to mitigate, or lessen, the disastrous effects of hazards. The intent of this City of Alameda Local Hazard Mitigation Plan is to examine the. Except where the context otherwise requires, the word "Court" refers to the.

Alameda California Legend on Stock Certificate with Reference to Separate Document Restricting Transfer of Shares

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What is the Alameda Legend on Stock Certificate?

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