San Jose California Investment Management Agreement between Fund, Asia Management and NICAM

• Category: Corporations - Public - Investment Companies and Real Estate Investment Trusts (REIT)
• State: Multi-State
• City: San Jose
• Control #: US-CC-11-121
• Format: Word; Rich Text

Description

This is an Investment Management Agreement, to be used across the United States. An Investment Management Agreement increases the fee to be paid by a mutual fund, to the investment manager. San Jose California Investment Management Agreement is a legally binding document that outlines the terms and conditions for the management of investments between a fund, Asia Management, and CICAM. In this agreement, various key aspects of the investment management relationship are defined, such as responsibilities, fees, and performance expectations. The agreement typically begins by stating the names and contact information of the parties involved: the fund, Asia Management, and CICAM. It also specifies the effective date and the duration of the agreement, highlighting the starting and termination periods. One of the crucial elements covered in this agreement is the responsibilities and duties of each party. The fund, as the investor, entrusts Asia Management and CICAM with the task of managing and making investment decisions on its behalf. Asia Management and CICAM, being the investment managers, agree to diligently and prudently handle the fund's assets, taking into consideration its specific investment goals, risk appetite, and any applicable legal obligations. The agreement further elaborates on the investment objectives and strategies, which may vary depending on the type of investment management agreement chosen. Some commonly known types of San Jose California Investment Management Agreements include: 1. Discretionary Investment Management Agreement: This type of agreement grants Asia Management and CICAM the authority to make investment decisions without prior consent from the fund. They have the discretion to buy, sell, or hold various securities based on market conditions and the agreed-upon investment strategy. 2. Non-Discretionary Investment Management Agreement: Unlike the discretionary agreement, this arrangement requires Asia Management and CICAM to consult and obtain approval from the fund before executing any investment decision. The fund maintains a higher level of control over the investment process and actively participates in decision-making. Within the agreement, it is essential to outline the fee structure applicable to the investment management services. This typically includes details on the management fees, performance-based fees, and any additional charges or expenses associated with the management of the fund's assets. The agreement may also specify how and when the fees are calculated, invoiced, and paid. Risk management is another vital aspect addressed in the San Jose California Investment Management Agreement. Asia Management and CICAM acknowledge that all investment activities carry inherent risks, including potential losses. Both parties commit to employing reasonable risk management practices, diversification strategies, and adhering to any regulations or guidelines applicable in San Jose, California. Additionally, the agreement defines the reporting and communication requirements between the parties. It stipulates the frequency and content of investment reports, which typically include performance analysis, portfolio valuations, and risk assessments. Asia Management and CICAM must ensure transparent and timely reporting to the fund, allowing it to monitor the progress of its investments. In conclusion, a San Jose California Investment Management Agreement between a fund, Asia Management, and CICAM is a comprehensive document that governs the relationship and responsibilities of all parties involved. It covers areas such as duties, investment strategies, fee structures, risk management, and reporting requirements. The varying types of agreements, including discretionary and non-discretionary, provide flexibility to suit the specific needs and preferences of the fund and ensure a clear understanding between all parties.

San Jose California Investment Management Agreement is a legally binding document that outlines the terms and conditions for the management of investments between a fund, Asia Management, and CICAM. In this agreement, various key aspects of the investment management relationship are defined, such as responsibilities, fees, and performance expectations. The agreement typically begins by stating the names and contact information of the parties involved: the fund, Asia Management, and CICAM. It also specifies the effective date and the duration of the agreement, highlighting the starting and termination periods. One of the crucial elements covered in this agreement is the responsibilities and duties of each party. The fund, as the investor, entrusts Asia Management and CICAM with the task of managing and making investment decisions on its behalf. Asia Management and CICAM, being the investment managers, agree to diligently and prudently handle the fund's assets, taking into consideration its specific investment goals, risk appetite, and any applicable legal obligations. The agreement further elaborates on the investment objectives and strategies, which may vary depending on the type of investment management agreement chosen. Some commonly known types of San Jose California Investment Management Agreements include: 1. Discretionary Investment Management Agreement: This type of agreement grants Asia Management and CICAM the authority to make investment decisions without prior consent from the fund. They have the discretion to buy, sell, or hold various securities based on market conditions and the agreed-upon investment strategy. 2. Non-Discretionary Investment Management Agreement: Unlike the discretionary agreement, this arrangement requires Asia Management and CICAM to consult and obtain approval from the fund before executing any investment decision. The fund maintains a higher level of control over the investment process and actively participates in decision-making. Within the agreement, it is essential to outline the fee structure applicable to the investment management services. This typically includes details on the management fees, performance-based fees, and any additional charges or expenses associated with the management of the fund's assets. The agreement may also specify how and when the fees are calculated, invoiced, and paid. Risk management is another vital aspect addressed in the San Jose California Investment Management Agreement. Asia Management and CICAM acknowledge that all investment activities carry inherent risks, including potential losses. Both parties commit to employing reasonable risk management practices, diversification strategies, and adhering to any regulations or guidelines applicable in San Jose, California. Additionally, the agreement defines the reporting and communication requirements between the parties. It stipulates the frequency and content of investment reports, which typically include performance analysis, portfolio valuations, and risk assessments. Asia Management and CICAM must ensure transparent and timely reporting to the fund, allowing it to monitor the progress of its investments. In conclusion, a San Jose California Investment Management Agreement between a fund, Asia Management, and CICAM is a comprehensive document that governs the relationship and responsibilities of all parties involved. It covers areas such as duties, investment strategies, fee structures, risk management, and reporting requirements. The varying types of agreements, including discretionary and non-discretionary, provide flexibility to suit the specific needs and preferences of the fund and ensure a clear understanding between all parties.