Salt Lake Utah Investment Advisory Agreement of Equity Strategies Fund, Inc. and EQSF Advisors, Inc.

State:
Multi-State
County:
Salt Lake
Control #:
US-CC-11-167
Format:
Word; 
Rich Text
Instant download

Description

This is an Investment Advisory Agreement, to be used across the United States. This particular agreement is to be used by an open-end investment company. Salt Lake Utah Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. are contractual documents that outline the terms and conditions for investment advisory services provided by EPSF Advisors, Inc. to Equity Strategies Fund, Inc. in Salt Lake City, Utah. Keywords: Salt Lake Utah, investment advisory agreement, Equity Strategies Fund, EPSF Advisors, types 1. General Investment Advisory Agreement: This is the standard agreement between Equity Strategies Fund, Inc. and EPSF Advisors, Inc. that establishes the overall terms and conditions of the investment advisory services provided by EPSF Advisors, Inc. to Equity Strategies Fund, Inc. in Salt Lake City, Utah. 2. Scope of Services: This section of the agreement outlines the specific investment advisory services that EPSF Advisors, Inc. will provide to Equity Strategies Fund, Inc. It may include portfolio management, investment research, asset allocation, risk assessment, and other related services. 3. Investment Objectives and Guidelines: This portion of the agreement defines the investment objectives and guidelines to be adhered to by EPSF Advisors, Inc. while managing the investments of Equity Strategies Fund, Inc. in Salt Lake City, Utah. It may specify the target return, risk tolerance, investment restrictions, and any other relevant investment criteria. 4. Fees and Compensation: This section explains the fee structure and compensation arrangements between EPSF Advisors, Inc. and Equity Strategies Fund, Inc. It outlines the management fee, performance-based fees (if applicable), and any other costs or expenses associated with providing the investment advisory services. 5. Termination and Amendment: This part of the agreement governs the termination or amendment of the contract, highlighting the conditions under which either party can terminate the agreement or propose modifications to its terms. It may also include provisions related to notice periods and dispute resolution mechanisms. 6. Confidentiality and Non-Disclosure: This section addresses the confidentiality obligations of both parties, imposing restrictions on the disclosure of proprietary information or trade secrets. It outlines the measures that EPSF Advisors, Inc. will take to safeguard the confidential information of Equity Strategies Fund, Inc. 7. Representations and Warranties: Here, both parties provide assurances regarding their respective rights, authority, and capacity to enter into the agreement. It may cover aspects such as legal compliance, organizational status, and regulatory approvals. 8. Governing Law and Jurisdiction: This section establishes the governing law and jurisdiction that will apply to any disputes arising from the investment advisory agreement. It may specify the courts or arbitration bodies that have jurisdiction over the matter. By encompassing these keywords and types, this content provides a detailed description of the Salt Lake Utah Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. It covers the core elements of the agreement, highlighting its purpose, services, fees, termination provisions, confidentiality, representations, and governing aspects.

Salt Lake Utah Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. are contractual documents that outline the terms and conditions for investment advisory services provided by EPSF Advisors, Inc. to Equity Strategies Fund, Inc. in Salt Lake City, Utah. Keywords: Salt Lake Utah, investment advisory agreement, Equity Strategies Fund, EPSF Advisors, types 1. General Investment Advisory Agreement: This is the standard agreement between Equity Strategies Fund, Inc. and EPSF Advisors, Inc. that establishes the overall terms and conditions of the investment advisory services provided by EPSF Advisors, Inc. to Equity Strategies Fund, Inc. in Salt Lake City, Utah. 2. Scope of Services: This section of the agreement outlines the specific investment advisory services that EPSF Advisors, Inc. will provide to Equity Strategies Fund, Inc. It may include portfolio management, investment research, asset allocation, risk assessment, and other related services. 3. Investment Objectives and Guidelines: This portion of the agreement defines the investment objectives and guidelines to be adhered to by EPSF Advisors, Inc. while managing the investments of Equity Strategies Fund, Inc. in Salt Lake City, Utah. It may specify the target return, risk tolerance, investment restrictions, and any other relevant investment criteria. 4. Fees and Compensation: This section explains the fee structure and compensation arrangements between EPSF Advisors, Inc. and Equity Strategies Fund, Inc. It outlines the management fee, performance-based fees (if applicable), and any other costs or expenses associated with providing the investment advisory services. 5. Termination and Amendment: This part of the agreement governs the termination or amendment of the contract, highlighting the conditions under which either party can terminate the agreement or propose modifications to its terms. It may also include provisions related to notice periods and dispute resolution mechanisms. 6. Confidentiality and Non-Disclosure: This section addresses the confidentiality obligations of both parties, imposing restrictions on the disclosure of proprietary information or trade secrets. It outlines the measures that EPSF Advisors, Inc. will take to safeguard the confidential information of Equity Strategies Fund, Inc. 7. Representations and Warranties: Here, both parties provide assurances regarding their respective rights, authority, and capacity to enter into the agreement. It may cover aspects such as legal compliance, organizational status, and regulatory approvals. 8. Governing Law and Jurisdiction: This section establishes the governing law and jurisdiction that will apply to any disputes arising from the investment advisory agreement. It may specify the courts or arbitration bodies that have jurisdiction over the matter. By encompassing these keywords and types, this content provides a detailed description of the Salt Lake Utah Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. It covers the core elements of the agreement, highlighting its purpose, services, fees, termination provisions, confidentiality, representations, and governing aspects.

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Salt Lake Utah Investment Advisory Agreement of Equity Strategies Fund, Inc. and EQSF Advisors, Inc.