Collin Texas Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legal contract that outlines the terms and conditions between Berger and Berman Management, Inc. (BMI) and a sub-adviser based in Collin, Texas. This agreement establishes the relationship between BMI, as the primary investment adviser, and the sub-adviser, who will provide advisory services to BMI's clients. The Collin Texas Sub-Advisory Agreement typically covers various aspects such as the scope of services, compensation, responsibilities, obligations, and termination procedures. It is designed to ensure a clear understanding between both parties, protecting the interests of all involved. The agreement defines the scope of services that the sub-adviser will provide to BMI. This may include investment research, portfolio management, trading, risk analysis, and reporting. Each agreement may vary depending on the specific services required or the investment strategies involved. Compensation details are a crucial aspect of the agreement. The agreement will outline the sub-adviser's fees, which may be structured as a percentage of assets under management, a fixed fee, or a combination of both. Clauses related to profit-sharing or expense reimbursements may also be included. Roles and responsibilities of both parties will be clearly defined. BMI, as the primary investment adviser, will maintain ultimate discretionary authority over client accounts, while the sub-adviser will be responsible for executing investment decisions, adhering to BMI's guidelines, and providing timely reports. Obligations regarding confidentiality, compliance with regulations, and the duty to act in the best interests of clients are key components of the Collin Texas Sub-Advisory Agreement. Both parties are expected to comply with relevant laws and regulations related to investment management, including disclosure requirements and any applicable restrictions. Termination procedures will be outlined in the agreement to guide either party in case the business relationship needs to be terminated. This may include provisions for notice periods, grounds for termination, and any potential liabilities or outstanding obligations. Different types of Collin Texas Sub-Advisory Agreements may exist based on the specific investment strategies or services being provided. For example, there could be agreements for equity sub-advisory services, fixed income sub-advisory services, or alternative investment sub-advisory services. Each type of agreement will have its unique provisions, tailored to the specific needs and requirements of the parties involved. In summary, the Collin Texas Sub-Advisory Agreement of Berger and Berman Management, Inc. is a comprehensive legal document that establishes the relationship between BMI and a sub-adviser in Collin, Texas. It outlines the scope of services, compensation, responsibilities, obligations, and termination procedures. Different types of agreements may exist depending on the investment strategies or services provided.
Collin Texas Sub-Advisory Agreement of Neuberger and Berman Management, Inc.
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Neuberger Berman BD LLC is a registered broker-dealer and member FINRA/SIPC. Tax, trust and estate planning are services offered by Neuberger Berman Trust Company.
Today, $242 billion-in-assets Neuberger Berman is thriving, with products that include traditional long-only fixed income and equities and alternatives for institutional and retail investors.
Neuberger Berman is a private, independent, employee-owned investment managera rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.
However, Berman is a registered investment advisor with the U.S. Securities and Exchange Commission (SEC), and is therefore bound by fiduciary duty. This means the firm must act in clients' best interests at all times.
Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.
Neuberger Berman BD LLC (Neuberger Berman) is a member of FINRA and SIPC and is regulated by the United States Securities and Exchange Commission and Financial Industry Regulatory Authority.
The following table displays all of the mutual funds in our database offered by Neuberger Berman. Click on any of the mutual fund tickers below to see the ETF alternatives to these mutual funds, as selected by our Mutual Fund to ETF Converter tool.
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The term “Prospectus Delivery” as used herein means and includes the receipt by the Fund of a Prospectus in respect of the Fund's initial public offering, to the extent that such receipt is required by applicable securities laws. 11 The Fund will also seek to comply with the regulations associated with the registration of investment companies that sell the shares of a fund in secondary trading. The Fund has an active market day and day of the week. The Adviser's role is similar to that of any registered broker-dealer in the United States. The Adviser's fiduciary responsibilities include the performance of its duty of loyalty at all times to the shareholders of the Fund and the duty to act with reasonable skill, care, and diligence in the performance of its duties. These obligations may be further enhanced by the Fund's role as a “protector” of the shareholders of the Fund which may include recommending to the shareholders to purchase shares of the Fund.
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