Collin Texas Sub-Advisory Agreement of Neuberger and Berman Management, Inc.

• Category: Corporations - Public - Restructuring
• State: Multi-State
• County: Collin
• Control #: US-CC-7-644
• Format: Word; Rich Text

Description

This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific circumstances. Available in several standard formats. Collin Texas Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legal contract that outlines the terms and conditions between Berger and Berman Management, Inc. (BMI) and a sub-adviser based in Collin, Texas. This agreement establishes the relationship between BMI, as the primary investment adviser, and the sub-adviser, who will provide advisory services to BMI's clients. The Collin Texas Sub-Advisory Agreement typically covers various aspects such as the scope of services, compensation, responsibilities, obligations, and termination procedures. It is designed to ensure a clear understanding between both parties, protecting the interests of all involved. The agreement defines the scope of services that the sub-adviser will provide to BMI. This may include investment research, portfolio management, trading, risk analysis, and reporting. Each agreement may vary depending on the specific services required or the investment strategies involved. Compensation details are a crucial aspect of the agreement. The agreement will outline the sub-adviser's fees, which may be structured as a percentage of assets under management, a fixed fee, or a combination of both. Clauses related to profit-sharing or expense reimbursements may also be included. Roles and responsibilities of both parties will be clearly defined. BMI, as the primary investment adviser, will maintain ultimate discretionary authority over client accounts, while the sub-adviser will be responsible for executing investment decisions, adhering to BMI's guidelines, and providing timely reports. Obligations regarding confidentiality, compliance with regulations, and the duty to act in the best interests of clients are key components of the Collin Texas Sub-Advisory Agreement. Both parties are expected to comply with relevant laws and regulations related to investment management, including disclosure requirements and any applicable restrictions. Termination procedures will be outlined in the agreement to guide either party in case the business relationship needs to be terminated. This may include provisions for notice periods, grounds for termination, and any potential liabilities or outstanding obligations. Different types of Collin Texas Sub-Advisory Agreements may exist based on the specific investment strategies or services being provided. For example, there could be agreements for equity sub-advisory services, fixed income sub-advisory services, or alternative investment sub-advisory services. Each type of agreement will have its unique provisions, tailored to the specific needs and requirements of the parties involved. In summary, the Collin Texas Sub-Advisory Agreement of Berger and Berman Management, Inc. is a comprehensive legal document that establishes the relationship between BMI and a sub-adviser in Collin, Texas. It outlines the scope of services, compensation, responsibilities, obligations, and termination procedures. Different types of agreements may exist depending on the investment strategies or services provided.

Collin Texas Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legal contract that outlines the terms and conditions between Berger and Berman Management, Inc. (BMI) and a sub-adviser based in Collin, Texas. This agreement establishes the relationship between BMI, as the primary investment adviser, and the sub-adviser, who will provide advisory services to BMI's clients. The Collin Texas Sub-Advisory Agreement typically covers various aspects such as the scope of services, compensation, responsibilities, obligations, and termination procedures. It is designed to ensure a clear understanding between both parties, protecting the interests of all involved. The agreement defines the scope of services that the sub-adviser will provide to BMI. This may include investment research, portfolio management, trading, risk analysis, and reporting. Each agreement may vary depending on the specific services required or the investment strategies involved. Compensation details are a crucial aspect of the agreement. The agreement will outline the sub-adviser's fees, which may be structured as a percentage of assets under management, a fixed fee, or a combination of both. Clauses related to profit-sharing or expense reimbursements may also be included. Roles and responsibilities of both parties will be clearly defined. BMI, as the primary investment adviser, will maintain ultimate discretionary authority over client accounts, while the sub-adviser will be responsible for executing investment decisions, adhering to BMI's guidelines, and providing timely reports. Obligations regarding confidentiality, compliance with regulations, and the duty to act in the best interests of clients are key components of the Collin Texas Sub-Advisory Agreement. Both parties are expected to comply with relevant laws and regulations related to investment management, including disclosure requirements and any applicable restrictions. Termination procedures will be outlined in the agreement to guide either party in case the business relationship needs to be terminated. This may include provisions for notice periods, grounds for termination, and any potential liabilities or outstanding obligations. Different types of Collin Texas Sub-Advisory Agreements may exist based on the specific investment strategies or services being provided. For example, there could be agreements for equity sub-advisory services, fixed income sub-advisory services, or alternative investment sub-advisory services. Each type of agreement will have its unique provisions, tailored to the specific needs and requirements of the parties involved. In summary, the Collin Texas Sub-Advisory Agreement of Berger and Berman Management, Inc. is a comprehensive legal document that establishes the relationship between BMI and a sub-adviser in Collin, Texas. It outlines the scope of services, compensation, responsibilities, obligations, and termination procedures. Different types of agreements may exist depending on the investment strategies or services provided.