A detailed description of the Sacramento California Sub-Advisory Agreement of Berger and Berman Management, Inc. is as follows: The Sacramento California Sub-Advisory Agreement of Berger and Berman Management, Inc. is a contractual agreement entered into by Berger and Berman Management, Inc. (BMI) and a third-party sub-advisor based in Sacramento, California. This agreement outlines the terms and conditions under which the sub-advisor will provide investment management services to BMI on behalf of their clients. Key Terms: Bergerer and Berman Management, Inc. (BMI): BMI is a prominent investment management company based in [location]. They offer a range of financial services and products to institutional investors, high-net-worth individuals, and retail clients. — Sub-Advisor: The sub-advisor, headquartered in Sacramento, California, is engaged by BMI to perform specific investment management functions on their behalf. The sub-advisor may specialize in certain asset classes, strategies, or market segments. — Sub-Advisory Agreement: This legal document sets forth the relationship between BMI and the sub-advisor. It includes details on the scope of services, compensation structure, duration of the agreement, and other pertinent provisions. Details Covered: 1. Scope of Services: The agreement specifies the specific investment management services that the sub-advisor will provide. This may include portfolio management, research and analysis, trading execution, risk management, and other associated duties. The scope is tailored based on the needs of BMI and their clients. 2. Compensation: The compensation structure for the sub-advisor is clearly delineated in the agreement. It may incorporate a fee based on assets under management (AUM), a percentage of investment gains, or a flat fee. The agreement also highlights how and when the compensation will be paid. 3. Duration and Termination: The agreement defines the duration of the engagement between BMI and the sub-advisor. It outlines the notice period required for termination, along with any conditions or penalties associated with early termination. 4. Compliance and Regulatory Considerations: The sub-advisor is expected to adhere to all regulatory requirements and guidelines relevant to their functions as stated by the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and other applicable regulatory bodies. The agreement ensures that the sub-advisor agrees to maintain compliance at all times. Different Types of Sacramento California Sub-Advisory Agreements of BMI: While there may not be different "types" of the Sacramento California Sub-Advisory Agreement, the agreement itself may vary in its terms and conditions based on the specific sub-advisor engaged in Sacramento, California. Each sub-advisory agreement is unique, tailored to the services provided, compensation structure, and the mutually agreed-upon terms between BMI and the sub-advisor. The agreement is typically customized to meet the specific requirements and desired outcomes of both parties involved.
Sacramento California Sub-Advisory Agreement of Neuberger and Berman Management, Inc.
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Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.
Neuberger Berman is a private, independent, employee-owned investment managera rare structure for a large asset management firm, almost all of which are either public or owned by other financial institutions.
However, Berman is a registered investment advisor with the U.S. Securities and Exchange Commission (SEC), and is therefore bound by fiduciary duty. This means the firm must act in clients' best interests at all times.
Neuberger Berman BD LLC (Neuberger Berman) is a member of FINRA and SIPC and is regulated by the United States Securities and Exchange Commission and Financial Industry Regulatory Authority.
Neuberger Berman BD LLC is a registered broker-dealer and member FINRA/SIPC. Tax, trust and estate planning are services offered by Neuberger Berman Trust Company.
New York, December 12, 2016 Neuberger Berman, a private, independent, employee-owned investment manager, is honored to be named as the top ranked firm among those with 1,000 employees or more in the 2016 Best Places to Work in Money Management survey by Pensions & Investments, the global news source of money
Neuberger Berman Group LLC is a private, independent, employee-owned investment management firm. The firm manages equities, fixed income, private equity and hedge fund portfolios for global institutional investors, advisors and high-net-worth individuals.
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