Sacramento California Sub-Advisory Agreement of Neuberger and Berman Management, Inc.

• Category: Corporations - Public - Restructuring
• State: Multi-State
• County: Sacramento
• Control #: US-CC-7-644
• Format: Word; Rich Text

Description

This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific circumstances. Available in several standard formats. A detailed description of the Sacramento California Sub-Advisory Agreement of Berger and Berman Management, Inc. is as follows: The Sacramento California Sub-Advisory Agreement of Berger and Berman Management, Inc. is a contractual agreement entered into by Berger and Berman Management, Inc. (BMI) and a third-party sub-advisor based in Sacramento, California. This agreement outlines the terms and conditions under which the sub-advisor will provide investment management services to BMI on behalf of their clients. Key Terms: Bergerer and Berman Management, Inc. (BMI): BMI is a prominent investment management company based in [location]. They offer a range of financial services and products to institutional investors, high-net-worth individuals, and retail clients. — Sub-Advisor: The sub-advisor, headquartered in Sacramento, California, is engaged by BMI to perform specific investment management functions on their behalf. The sub-advisor may specialize in certain asset classes, strategies, or market segments. — Sub-Advisory Agreement: This legal document sets forth the relationship between BMI and the sub-advisor. It includes details on the scope of services, compensation structure, duration of the agreement, and other pertinent provisions. Details Covered: 1. Scope of Services: The agreement specifies the specific investment management services that the sub-advisor will provide. This may include portfolio management, research and analysis, trading execution, risk management, and other associated duties. The scope is tailored based on the needs of BMI and their clients. 2. Compensation: The compensation structure for the sub-advisor is clearly delineated in the agreement. It may incorporate a fee based on assets under management (AUM), a percentage of investment gains, or a flat fee. The agreement also highlights how and when the compensation will be paid. 3. Duration and Termination: The agreement defines the duration of the engagement between BMI and the sub-advisor. It outlines the notice period required for termination, along with any conditions or penalties associated with early termination. 4. Compliance and Regulatory Considerations: The sub-advisor is expected to adhere to all regulatory requirements and guidelines relevant to their functions as stated by the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and other applicable regulatory bodies. The agreement ensures that the sub-advisor agrees to maintain compliance at all times. Different Types of Sacramento California Sub-Advisory Agreements of BMI: While there may not be different "types" of the Sacramento California Sub-Advisory Agreement, the agreement itself may vary in its terms and conditions based on the specific sub-advisor engaged in Sacramento, California. Each sub-advisory agreement is unique, tailored to the services provided, compensation structure, and the mutually agreed-upon terms between BMI and the sub-advisor. The agreement is typically customized to meet the specific requirements and desired outcomes of both parties involved.

A detailed description of the Sacramento California Sub-Advisory Agreement of Berger and Berman Management, Inc. is as follows: The Sacramento California Sub-Advisory Agreement of Berger and Berman Management, Inc. is a contractual agreement entered into by Berger and Berman Management, Inc. (BMI) and a third-party sub-advisor based in Sacramento, California. This agreement outlines the terms and conditions under which the sub-advisor will provide investment management services to BMI on behalf of their clients. Key Terms: Bergerer and Berman Management, Inc. (BMI): BMI is a prominent investment management company based in [location]. They offer a range of financial services and products to institutional investors, high-net-worth individuals, and retail clients. — Sub-Advisor: The sub-advisor, headquartered in Sacramento, California, is engaged by BMI to perform specific investment management functions on their behalf. The sub-advisor may specialize in certain asset classes, strategies, or market segments. — Sub-Advisory Agreement: This legal document sets forth the relationship between BMI and the sub-advisor. It includes details on the scope of services, compensation structure, duration of the agreement, and other pertinent provisions. Details Covered: 1. Scope of Services: The agreement specifies the specific investment management services that the sub-advisor will provide. This may include portfolio management, research and analysis, trading execution, risk management, and other associated duties. The scope is tailored based on the needs of BMI and their clients. 2. Compensation: The compensation structure for the sub-advisor is clearly delineated in the agreement. It may incorporate a fee based on assets under management (AUM), a percentage of investment gains, or a flat fee. The agreement also highlights how and when the compensation will be paid. 3. Duration and Termination: The agreement defines the duration of the engagement between BMI and the sub-advisor. It outlines the notice period required for termination, along with any conditions or penalties associated with early termination. 4. Compliance and Regulatory Considerations: The sub-advisor is expected to adhere to all regulatory requirements and guidelines relevant to their functions as stated by the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and other applicable regulatory bodies. The agreement ensures that the sub-advisor agrees to maintain compliance at all times. Different Types of Sacramento California Sub-Advisory Agreements of BMI: While there may not be different "types" of the Sacramento California Sub-Advisory Agreement, the agreement itself may vary in its terms and conditions based on the specific sub-advisor engaged in Sacramento, California. Each sub-advisory agreement is unique, tailored to the services provided, compensation structure, and the mutually agreed-upon terms between BMI and the sub-advisor. The agreement is typically customized to meet the specific requirements and desired outcomes of both parties involved.