King Washington Joint Filing of Rule 13d-1(f)(1) Agreement is a legal document that entails a cooperative filing arrangement between two or more individuals or entities (referred to as "joint filers") in regard to their ownership of shares in a publicly traded company. The agreement is filed in accordance with Rule 13d-1(f)(1) of the U.S. Securities and Exchange Commission's regulations, which requires any person or group acquiring beneficial ownership of more than 5% of a company's equity securities to disclose certain information to the public. This joint filing arrangement is particularly relevant in situations where multiple investors or entities unite their holdings to reach the 5% threshold, triggering the disclosure requirement under Rule 13d-1(f)(1). By pooling their shares together, the joint filers can collectively disclose their combined ownership positions, providing transparency to the market and other investors. The King Washington Joint Filing of Rule 13d-1(f)(1) Agreement typically outlines the terms and conditions agreed upon by the joint filers, including the purpose of the joint filing, the identification of each participating filer, the total number and percentage of shares collectively held, as well as any relevant voting or investment intentions. Different types of King Washington Joint Filing of Rule 13d-1(f)(1) Agreements may include agreements made between institutional investors, such as mutual funds or pension funds, who join forces to reach the disclosure threshold. Additionally, agreements can be formed between activist investors or shareholder groups aiming to exert influence over the company's management or strategic decisions. Keywords: King Washington, joint filing, Rule 13d-1(f)(1), agreement, ownership disclosure, cooperative filing arrangement, publicly traded company, U.S. Securities and Exchange Commission, beneficial ownership, equity securities, 5% threshold, transparency, market, investors, pooling shares, terms, conditions, institutional investors, mutual funds, pension funds, activist investors, shareholder groups, management, strategic decisions.
King Washington Joint Filing of Rule 13d-1(f)(1) Agreement
Description
How to fill out King Washington Joint Filing Of Rule 13d-1(f)(1) Agreement?
Dealing with legal forms is a necessity in today's world. However, you don't always need to seek qualified assistance to draft some of them from the ground up, including King Joint Filing of Rule 13d-1(f)(1) Agreement, with a service like US Legal Forms.
US Legal Forms has over 85,000 templates to select from in different types ranging from living wills to real estate papers to divorce documents. All forms are organized based on their valid state, making the searching experience less overwhelming. You can also find information resources and tutorials on the website to make any activities related to paperwork completion straightforward.
Here's how to locate and download King Joint Filing of Rule 13d-1(f)(1) Agreement.
- Go over the document's preview and outline (if provided) to get a basic information on what you’ll get after downloading the document.
- Ensure that the template of your choice is specific to your state/county/area since state laws can affect the legality of some documents.
- Examine the similar forms or start the search over to find the appropriate document.
- Click Buy now and register your account. If you already have an existing one, choose to log in.
- Choose the option, then a needed payment method, and buy King Joint Filing of Rule 13d-1(f)(1) Agreement.
- Select to save the form template in any available file format.
- Visit the My Forms tab to re-download the document.
If you're already subscribed to US Legal Forms, you can find the needed King Joint Filing of Rule 13d-1(f)(1) Agreement, log in to your account, and download it. Needless to say, our website can’t take the place of an attorney entirely. If you have to cope with an exceptionally challenging case, we recommend getting a lawyer to check your document before signing and submitting it.
With over 25 years on the market, US Legal Forms became a go-to provider for many different legal forms for millions of users. Become one of them today and purchase your state-specific paperwork effortlessly!
Form popularity
FAQ
A material change includes any material increase or decrease in the percentage of the class of securities you are deemed to "beneficially own." For instance, if you manage more than 5% in the shares of an issuer and the percentage managed increases or decrease by more than 1% (whether through a transaction or other
Active investors in a company and investors who own more than 20% of a company must file Form SC 13D with EDGAR. Schedule 13G is a beneficial ownership disclosure statement intended for passive investors who own less than 20% of a public company's outstanding shares.
When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company's equity securities registered under the Securities Exchange Act, they are required to file a Schedule 13D with the SEC.
Key Takeaways. Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements. Schedule 13G can be filed in lieu of the SEC Schedule 13D form as long as the filer meets one of several exemptions.
Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of a voting class of a company's equity shares. Schedule 13D must be filed within 10 days of the filer reaching a 5% stake.
Joint Filing Agreement. (Beneficial Ownership Under Section 13) This form Joint Filing Agreement is intended for use by reporting persons who are considered a "group" and are required to file beneficial ownership reports under Regulation 13D-G of the Securities Exchange Act of 1934, as amended.
Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of a voting class of a company's equity shares. Schedule 13D must be filed within 10 days of the filer reaching a 5% stake.
Schedule 13G is an alternative SEC filing for the Schedule 13D which can be filed in lieu of Schedule 13D by anyone who acquires more than 5% ownership of a Section 13 security and qualifies for one of the exemptions available to the Schedule 13D filing requirement.
Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of a voting class of a company's equity shares. Schedule 13D must be filed within 10 days of the filer reaching a 5% stake.
5. 13D. A 13D filing, sometimes called a beneficial owner report, is required when a shareholder acquires more than 5 percent of the outstanding shares of a company. This can be useful for other investors because the filing requires the acquiring owner to give the purpose of the transaction.
