Bronx New York Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York

• Category: Corporations - Public - Advisory
• State: Multi-State
• County: Bronx
• Control #: US-EG-9077
• Format: Word; Rich Text

Description

Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York dated January 3, 2000. 4 pages The Bronx, New York Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York is a legal agreement that outlines the terms and conditions of the investment advisory services provided by The Bank of New York (BNY) to the Hamilton Small Cap Growth CRT Fund. This agreement is designed to ensure a clear understanding of the roles, responsibilities, and expectations of both parties involved in the investment process. The Investment Advisory Agreement serves as a crucial document in the investment management process. It lays out the guidelines for BNY's provision of investment advice and related services to the Hamilton Small Cap Growth CRT Fund. The agreement generally covers areas such as: 1. Scope of Services: This section describes the specific investment advisory services that BNY will provide to the Fund. This may include portfolio management, investment research, asset allocation, risk management, and other related services. 2. Duties and Obligations: The agreement clearly outlines the respective duties and obligations of both parties. BNY is expected to act in the best interests of the Fund, provide prudent advice, and exercise due diligence in managing the Fund's investments. In return, the Fund agrees to provide necessary information, cooperate with BNY, and abide by the agreed-upon investment strategies. 3. Compensation: The Investment Advisory Agreement specifies the fee structure and compensation arrangements between the Fund and BNY. This may include management fees, performance-based fees, or other agreed-upon forms of compensation. The agreement also defines any expenses that may be reimbursed to BNY. 4. Investment Guidelines and Restrictions: This section outlines the investment guidelines and restrictions that BNY must follow in managing the Fund's assets. These guidelines may include risk tolerance, investment objectives, diversification requirements, and any other specific instructions provided by the Fund. 5. Disclosure and Reporting: The agreement requires BNY to disclose any conflicts of interest or material information that might impact their ability to effectively manage the Fund's investments. It also outlines the reporting requirements, including the frequency and format of reporting to the Fund. It's important to note that Investment Advisory Agreements may have various versions or subtypes depending on the specific investment strategies, fund structures, or additional services required by the Fund. For example, there could be different agreements for equity-focused funds, fixed-income funds, or multi-asset class portfolios. These agreements are tailored to address the unique requirements and objectives of each fund type.

The Bronx, New York Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York is a legal agreement that outlines the terms and conditions of the investment advisory services provided by The Bank of New York (BNY) to the Hamilton Small Cap Growth CRT Fund. This agreement is designed to ensure a clear understanding of the roles, responsibilities, and expectations of both parties involved in the investment process. The Investment Advisory Agreement serves as a crucial document in the investment management process. It lays out the guidelines for BNY's provision of investment advice and related services to the Hamilton Small Cap Growth CRT Fund. The agreement generally covers areas such as: 1. Scope of Services: This section describes the specific investment advisory services that BNY will provide to the Fund. This may include portfolio management, investment research, asset allocation, risk management, and other related services. 2. Duties and Obligations: The agreement clearly outlines the respective duties and obligations of both parties. BNY is expected to act in the best interests of the Fund, provide prudent advice, and exercise due diligence in managing the Fund's investments. In return, the Fund agrees to provide necessary information, cooperate with BNY, and abide by the agreed-upon investment strategies. 3. Compensation: The Investment Advisory Agreement specifies the fee structure and compensation arrangements between the Fund and BNY. This may include management fees, performance-based fees, or other agreed-upon forms of compensation. The agreement also defines any expenses that may be reimbursed to BNY. 4. Investment Guidelines and Restrictions: This section outlines the investment guidelines and restrictions that BNY must follow in managing the Fund's assets. These guidelines may include risk tolerance, investment objectives, diversification requirements, and any other specific instructions provided by the Fund. 5. Disclosure and Reporting: The agreement requires BNY to disclose any conflicts of interest or material information that might impact their ability to effectively manage the Fund's investments. It also outlines the reporting requirements, including the frequency and format of reporting to the Fund. It's important to note that Investment Advisory Agreements may have various versions or subtypes depending on the specific investment strategies, fund structures, or additional services required by the Fund. For example, there could be different agreements for equity-focused funds, fixed-income funds, or multi-asset class portfolios. These agreements are tailored to address the unique requirements and objectives of each fund type.