Franklin Ohio Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York

• Category: Corporations - Public - Advisory
• State: Multi-State
• County: Franklin
• Control #: US-EG-9077
• Format: Word; Rich Text

Description

Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York dated January 3, 2000. 4 pages The Franklin Ohio Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York is a legally binding contract that outlines the terms and conditions surrounding the investment advisory services provided by The Bank of New York to the Hamilton Small Cap Growth CRT Fund based in Franklin, Ohio. This agreement ensures a clear understanding of roles, responsibilities, and expectations between the two entities involved. The agreement covers various key areas such as: 1. Parties Involved: The agreement clearly identifies the two parties involved, i.e., the Hamilton Small Cap Growth CRT Fund (the client) and The Bank of New York (the investment advisor). 2. Scope of Services: The agreement outlines the investment advisory services that The Bank of New York will provide to the Hamilton Small Cap Growth CRT Fund. This may include portfolio management, financial planning, investment research, risk assessment, and other related services. 3. Investment Objectives: The agreement details the specific investment objectives and goals of the Hamilton Small Cap Growth CRT Fund. It may include targets for capital growth, income generation, risk tolerance, and investment time horizon. 4. Fees and Compensation: The agreement specifies the fees and compensation structure for the advisory services provided by The Bank of New York. This may include a management fee based on a percentage of assets under management, performance-based fees, and any other applicable charges. 5. Duties and Responsibilities: The agreement outlines the duties and responsibilities of both parties involved. It clarifies the fiduciary duty of The Bank of New York to act in the best interest of the Hamilton Small Cap Growth CRT Fund, provide objective advice, adhere to applicable laws and regulations, and maintain confidentiality. 6. Termination: The agreement establishes the terms and conditions under which either party can terminate the investment advisory relationship. This may include provisions for notice periods, termination fees (if any), and circumstances for immediate termination. 7. Governing Law and Jurisdiction: The agreement specifies the governing law and jurisdiction under which any legal disputes or issues will be resolved. This ensures clarity and consistency in the event of any disagreements. Different types of Franklin Ohio Investment Advisory Agreements may exist between Hamilton Small Cap Growth CRT Fund and The Bank of New York, depending on factors such as specific investment strategies, investment vehicles utilized (e.g., mutual funds, ETFs), and duration of the agreement. These variations can encompass agreements related to different funds, account types, or tailored investment solutions. Overall, the Franklin Ohio Investment Advisory Agreement provides a comprehensive framework for the relationship between Hamilton Small Cap Growth CRT Fund and The Bank of New York, ensuring transparency, clarity, and accountability in managing the fund's investments.

The Franklin Ohio Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York is a legally binding contract that outlines the terms and conditions surrounding the investment advisory services provided by The Bank of New York to the Hamilton Small Cap Growth CRT Fund based in Franklin, Ohio. This agreement ensures a clear understanding of roles, responsibilities, and expectations between the two entities involved. The agreement covers various key areas such as: 1. Parties Involved: The agreement clearly identifies the two parties involved, i.e., the Hamilton Small Cap Growth CRT Fund (the client) and The Bank of New York (the investment advisor). 2. Scope of Services: The agreement outlines the investment advisory services that The Bank of New York will provide to the Hamilton Small Cap Growth CRT Fund. This may include portfolio management, financial planning, investment research, risk assessment, and other related services. 3. Investment Objectives: The agreement details the specific investment objectives and goals of the Hamilton Small Cap Growth CRT Fund. It may include targets for capital growth, income generation, risk tolerance, and investment time horizon. 4. Fees and Compensation: The agreement specifies the fees and compensation structure for the advisory services provided by The Bank of New York. This may include a management fee based on a percentage of assets under management, performance-based fees, and any other applicable charges. 5. Duties and Responsibilities: The agreement outlines the duties and responsibilities of both parties involved. It clarifies the fiduciary duty of The Bank of New York to act in the best interest of the Hamilton Small Cap Growth CRT Fund, provide objective advice, adhere to applicable laws and regulations, and maintain confidentiality. 6. Termination: The agreement establishes the terms and conditions under which either party can terminate the investment advisory relationship. This may include provisions for notice periods, termination fees (if any), and circumstances for immediate termination. 7. Governing Law and Jurisdiction: The agreement specifies the governing law and jurisdiction under which any legal disputes or issues will be resolved. This ensures clarity and consistency in the event of any disagreements. Different types of Franklin Ohio Investment Advisory Agreements may exist between Hamilton Small Cap Growth CRT Fund and The Bank of New York, depending on factors such as specific investment strategies, investment vehicles utilized (e.g., mutual funds, ETFs), and duration of the agreement. These variations can encompass agreements related to different funds, account types, or tailored investment solutions. Overall, the Franklin Ohio Investment Advisory Agreement provides a comprehensive framework for the relationship between Hamilton Small Cap Growth CRT Fund and The Bank of New York, ensuring transparency, clarity, and accountability in managing the fund's investments.