Harris Texas Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors

• Category: Corporations - Public - Advisory
• State: Multi-State
• County: Harris
• Control #: US-EG-9141
• Format: Word; Rich Text

Description

Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors dated January 1, 1999. 8 pages Title: Harris Texas Sub-Advisory Agreement: A Comprehensive Overview between Touchstone Advisors, Inc. and OPCA Advisors Introduction: The Harris Texas Sub-Advisory Agreement serves as a legally binding contract between Touchstone Advisors, Inc. and OPCA Advisors. This agreement outlines the terms and conditions governing the business relationship established for the purpose of sub-advisory services in the Harris Texas region. Touchstone Advisors, Inc. acts as the primary asset manager, while OPCA Advisors assumes the role of a sub-advisor, supporting and assisting Touchstone in managing specific investment portfolios. Key Terms and Provisions: 1. Purpose: The primary objective of the Harris Texas Sub-Advisory Agreement is to outline the responsibilities and obligations of both Touchstone Advisors, Inc. and OPCA Advisors, pertaining to sub-advisory services provided by the latter. 2. Investment Mandates: This agreement specifies the investment strategies, guidelines, and objectives agreed upon between the two parties. The investment mandates may vary based on various criteria, such as asset class, risk tolerance, and duration. 3. Fiduciary Duties: Touchstone Advisors, Inc. remains the fiduciary for the ultimate investors, while OPCA Advisors undertakes fiduciary responsibilities in managing the sub-advised portfolios in accordance with the agreed investment mandates and prevailing regulatory requirements. 4. Fee Structure and Compensation: The Harris Texas Sub-Advisory Agreement clearly outlines the fee structure, including management fees, performance-based incentives, and any other potential compensation agreed upon by both parties. 5. Intellectual Property: Intellectual property rights related to investment strategies, proprietary models, and other confidential information remain with Touchstone Advisors, Inc. Sub-advisors are prohibited from disclosing or utilizing such information beyond the scope of their engagement. 6. Reporting and Communications: The agreement establishes reporting guidelines, specifying the frequency and nature of reporting that OPCA Advisors is required to provide to Touchstone Advisors, Inc. Regular communication plays a vital role in evaluating performance, addressing concerns, and ensuring alignment with investment goals. Types of Harris Texas Sub-Advisory Agreements: 1. Equity Sub-Advisory Agreement: This agreement focuses on equity-based investment strategies, empowering OPCA Advisors to manage equity portfolios within the Harris Texas region on behalf of Touchstone Advisors, Inc. 2. Fixed Income Sub-Advisory Agreement: This type of agreement delegates the responsibility of managing fixed income investments within the Harris Texas region to OPCA Advisors, under the guidance and oversight of Touchstone Advisors, Inc. 3. Multi-Asset Sub-Advisory Agreement: This agreement grants OPCA Advisors the authority to manage diversified portfolios across multiple asset classes, including equities, fixed-income, and alternative investments, tailored to the specific needs of Touchstone Advisors, Inc.'s clients in Harris Texas. Conclusion: The Harris Texas Sub-Advisory Agreement provides a comprehensive framework within which Touchstone Advisors, Inc. and OPCA Advisors collaborate to deliver effective investment management services in the Harris Texas region. Through clear guidelines on investment mandates, fiduciary duties, fee structures, and reporting requirements, this agreement strengthens and ensures a mutually beneficial partnership between both parties.

Title: Harris Texas Sub-Advisory Agreement: A Comprehensive Overview between Touchstone Advisors, Inc. and OPCA Advisors Introduction: The Harris Texas Sub-Advisory Agreement serves as a legally binding contract between Touchstone Advisors, Inc. and OPCA Advisors. This agreement outlines the terms and conditions governing the business relationship established for the purpose of sub-advisory services in the Harris Texas region. Touchstone Advisors, Inc. acts as the primary asset manager, while OPCA Advisors assumes the role of a sub-advisor, supporting and assisting Touchstone in managing specific investment portfolios. Key Terms and Provisions: 1. Purpose: The primary objective of the Harris Texas Sub-Advisory Agreement is to outline the responsibilities and obligations of both Touchstone Advisors, Inc. and OPCA Advisors, pertaining to sub-advisory services provided by the latter. 2. Investment Mandates: This agreement specifies the investment strategies, guidelines, and objectives agreed upon between the two parties. The investment mandates may vary based on various criteria, such as asset class, risk tolerance, and duration. 3. Fiduciary Duties: Touchstone Advisors, Inc. remains the fiduciary for the ultimate investors, while OPCA Advisors undertakes fiduciary responsibilities in managing the sub-advised portfolios in accordance with the agreed investment mandates and prevailing regulatory requirements. 4. Fee Structure and Compensation: The Harris Texas Sub-Advisory Agreement clearly outlines the fee structure, including management fees, performance-based incentives, and any other potential compensation agreed upon by both parties. 5. Intellectual Property: Intellectual property rights related to investment strategies, proprietary models, and other confidential information remain with Touchstone Advisors, Inc. Sub-advisors are prohibited from disclosing or utilizing such information beyond the scope of their engagement. 6. Reporting and Communications: The agreement establishes reporting guidelines, specifying the frequency and nature of reporting that OPCA Advisors is required to provide to Touchstone Advisors, Inc. Regular communication plays a vital role in evaluating performance, addressing concerns, and ensuring alignment with investment goals. Types of Harris Texas Sub-Advisory Agreements: 1. Equity Sub-Advisory Agreement: This agreement focuses on equity-based investment strategies, empowering OPCA Advisors to manage equity portfolios within the Harris Texas region on behalf of Touchstone Advisors, Inc. 2. Fixed Income Sub-Advisory Agreement: This type of agreement delegates the responsibility of managing fixed income investments within the Harris Texas region to OPCA Advisors, under the guidance and oversight of Touchstone Advisors, Inc. 3. Multi-Asset Sub-Advisory Agreement: This agreement grants OPCA Advisors the authority to manage diversified portfolios across multiple asset classes, including equities, fixed-income, and alternative investments, tailored to the specific needs of Touchstone Advisors, Inc.'s clients in Harris Texas. Conclusion: The Harris Texas Sub-Advisory Agreement provides a comprehensive framework within which Touchstone Advisors, Inc. and OPCA Advisors collaborate to deliver effective investment management services in the Harris Texas region. Through clear guidelines on investment mandates, fiduciary duties, fee structures, and reporting requirements, this agreement strengthens and ensures a mutually beneficial partnership between both parties.