Salt Lake Utah Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors

• Category: Corporations - Public - Advisory
• State: Multi-State
• County: Salt Lake
• Control #: US-EG-9141
• Format: Word; Rich Text

Description

Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors dated January 1, 1999. 8 pages The Salt Lake Utah Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors is a comprehensive agreement that outlines the terms and conditions governing the relationship between the two entities in the context of sub-advisory services provided in the Salt Lake City area of Utah. This agreement is designed to ensure a transparent, efficient, and mutually beneficial collaboration between Touchstone Advisors, Inc. and OPCA Advisors. Key elements of this agreement include: 1. Scope of Services: The agreement clearly defines the scope of sub-advisory services that OPCA Advisors will provide to Touchstone Advisors, Inc. in the Salt Lake City area. It identifies the specific investment strategies, assets, and portfolios that OPCA Advisors will manage on behalf of Touchstone Advisors, Inc. 2. Responsibilities and Obligations: The agreement details the responsibilities and obligations of both parties. It outlines the duties of Touchstone Advisors, Inc. as the primary advisor, including the provision of necessary client information, performance reporting, and compliance with legal and regulatory requirements. It also highlights the obligations of OPCA Advisors as the sub-advisor, such as investment management, monitoring portfolios, and providing periodic updates to Touchstone Advisors, Inc. 3. Compensation and Fee Structure: The agreement specifies the compensation structure for OPCA Advisors, including management fees, performance-based fees, or any other agreed-upon payment arrangements. It also addresses the reimbursement of expenses incurred by the sub-advisor while delivering services. 4. Compliance and Regulatory Matters: This agreement underscores the importance of adherence to all applicable laws, regulations, and industry standards. Both parties commit to maintaining compliance with relevant securities, fiduciary, and investment advisor requirements. 5. Termination and Transition: The agreement outlines the conditions and procedures for termination, including the notice period, termination fees, and the transition of responsibilities and client accounts back to Touchstone Advisors, Inc. It is important to note that while there may not be specifically different types of Salt Lake Utah Sub-Advisory Agreements between Touchstone Advisors, Inc. and OPCA Advisors, there could be variations in the terms and conditions based on the specific investment strategies, asset classes, or portfolio types being managed by OPCA Advisors as the sub-advisor. These variations would be agreed upon and documented in separate addendums or exhibits to the main agreement to ensure clarity and specificity in the services being provided.

The Salt Lake Utah Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors is a comprehensive agreement that outlines the terms and conditions governing the relationship between the two entities in the context of sub-advisory services provided in the Salt Lake City area of Utah. This agreement is designed to ensure a transparent, efficient, and mutually beneficial collaboration between Touchstone Advisors, Inc. and OPCA Advisors. Key elements of this agreement include: 1. Scope of Services: The agreement clearly defines the scope of sub-advisory services that OPCA Advisors will provide to Touchstone Advisors, Inc. in the Salt Lake City area. It identifies the specific investment strategies, assets, and portfolios that OPCA Advisors will manage on behalf of Touchstone Advisors, Inc. 2. Responsibilities and Obligations: The agreement details the responsibilities and obligations of both parties. It outlines the duties of Touchstone Advisors, Inc. as the primary advisor, including the provision of necessary client information, performance reporting, and compliance with legal and regulatory requirements. It also highlights the obligations of OPCA Advisors as the sub-advisor, such as investment management, monitoring portfolios, and providing periodic updates to Touchstone Advisors, Inc. 3. Compensation and Fee Structure: The agreement specifies the compensation structure for OPCA Advisors, including management fees, performance-based fees, or any other agreed-upon payment arrangements. It also addresses the reimbursement of expenses incurred by the sub-advisor while delivering services. 4. Compliance and Regulatory Matters: This agreement underscores the importance of adherence to all applicable laws, regulations, and industry standards. Both parties commit to maintaining compliance with relevant securities, fiduciary, and investment advisor requirements. 5. Termination and Transition: The agreement outlines the conditions and procedures for termination, including the notice period, termination fees, and the transition of responsibilities and client accounts back to Touchstone Advisors, Inc. It is important to note that while there may not be specifically different types of Salt Lake Utah Sub-Advisory Agreements between Touchstone Advisors, Inc. and OPCA Advisors, there could be variations in the terms and conditions based on the specific investment strategies, asset classes, or portfolio types being managed by OPCA Advisors as the sub-advisor. These variations would be agreed upon and documented in separate addendums or exhibits to the main agreement to ensure clarity and specificity in the services being provided.