Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors

• Category: Corporations - Public - Advisory
• State: Multi-State
• County: Santa Clara
• Control #: US-EG-9141
• Format: Word; Rich Text

Description

Sub-Advisory Agreement between Touchstone Advisors, Inc. and Opcap Advisors dated January 1, 1999. 8 pages Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors: A Comprehensive Overview Introduction: The Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors represents a strategic partnership established to provide exceptional investment advisory services within the Santa Clara region. This agreement outlines the terms and conditions under which Touchstone Advisors, Inc. (the "Advisor") will act as the sub-advisor to OPCA Advisors (the "Principal") for the management of specific portfolios and investments. Let us delve into the details of this agreement, highlighting its purpose, key features, and any potential variations. Purpose: The primary objective of the Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors is to collaborate in driving superior investment outcomes and delivering exceptional service to clients. By engaging Touchstone Advisors, Inc. as a sub-advisor, OPCA Advisors can leverage their extensive expertise, knowledge, and specialized investment strategies while focusing on their core responsibilities. Key Features: 1. Investment Management: Under this agreement, Touchstone Advisors, Inc., as the sub-advisor, will be responsible for the day-to-day management of designated portfolios and investments on behalf of OPCA Advisors. This includes conducting thorough research, implementing investment strategies, optimizing asset allocation, and monitoring market conditions to ensure maximum portfolio performance. 2. Reporting and Communication: Regular reporting and communication are vital components of the Santa Clara California Sub-Advisory Agreement. Touchstone Advisors, Inc. will provide timely reports and updates to OPCA Advisors, including performance summaries, portfolio analysis, risk assessment, and other pertinent investment data. Effective communication channels will be established to promote seamless collaboration and exchange of information between the Advisor and the Principal. 3. Compliance and Regulatory Requirements: Both Touchstone Advisors, Inc. and OPCA Advisors are committed to adhering to the highest industry standards and regulatory guidelines. This agreement ensures compliance with all applicable laws, codes of ethics, and regulatory provisions governing investment advisors in the Santa Clara region. Strict adherence to these guidelines builds trust, transparency, and maintains the integrity of the sub-advisory relationship. Potential Variations: While the Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors remains consistent in its core objective and structure, it may assume different forms based on specific client requirements or the nature of the investment strategy. Some of these potential variations include: 1. Equity-based Sub-Advisory Agreement: This variation focuses on equity investment management, where Touchstone Advisors, Inc. leverages its expertise in researching and managing stock investments on behalf of OPCA Advisors. 2. Fixed Income Sub-Advisory Agreement: In this variation, Touchstone Advisors, Inc. specializes in fixed income investment strategies and assists OPCA Advisors in managing portfolios centered around bonds, Treasury bills, or other fixed-income assets. 3. Balanced or Multi-Asset Sub-Advisory Agreement: This type of agreement encompasses a comprehensive investment approach, combining both equity and fixed income strategies. Touchstone Advisors, Inc. provides guidance to OPCA Advisors in managing balanced portfolios to achieve diversification and optimize risk-adjusted returns. Conclusion: The Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors reflects an essential partnership aimed at delivering exceptional investment management services within the Santa Clara region. By leveraging Touchstone Advisors, Inc.'s expertise as a sub-advisor, OPCA Advisors can enhance their investment capabilities and provide clients with superior outcomes. This agreement is tailored to suit the unique needs of clients and establishes a framework for seamless collaboration, effective communication, and fulfilling regulatory compliance.

Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors: A Comprehensive Overview Introduction: The Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors represents a strategic partnership established to provide exceptional investment advisory services within the Santa Clara region. This agreement outlines the terms and conditions under which Touchstone Advisors, Inc. (the "Advisor") will act as the sub-advisor to OPCA Advisors (the "Principal") for the management of specific portfolios and investments. Let us delve into the details of this agreement, highlighting its purpose, key features, and any potential variations. Purpose: The primary objective of the Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors is to collaborate in driving superior investment outcomes and delivering exceptional service to clients. By engaging Touchstone Advisors, Inc. as a sub-advisor, OPCA Advisors can leverage their extensive expertise, knowledge, and specialized investment strategies while focusing on their core responsibilities. Key Features: 1. Investment Management: Under this agreement, Touchstone Advisors, Inc., as the sub-advisor, will be responsible for the day-to-day management of designated portfolios and investments on behalf of OPCA Advisors. This includes conducting thorough research, implementing investment strategies, optimizing asset allocation, and monitoring market conditions to ensure maximum portfolio performance. 2. Reporting and Communication: Regular reporting and communication are vital components of the Santa Clara California Sub-Advisory Agreement. Touchstone Advisors, Inc. will provide timely reports and updates to OPCA Advisors, including performance summaries, portfolio analysis, risk assessment, and other pertinent investment data. Effective communication channels will be established to promote seamless collaboration and exchange of information between the Advisor and the Principal. 3. Compliance and Regulatory Requirements: Both Touchstone Advisors, Inc. and OPCA Advisors are committed to adhering to the highest industry standards and regulatory guidelines. This agreement ensures compliance with all applicable laws, codes of ethics, and regulatory provisions governing investment advisors in the Santa Clara region. Strict adherence to these guidelines builds trust, transparency, and maintains the integrity of the sub-advisory relationship. Potential Variations: While the Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors remains consistent in its core objective and structure, it may assume different forms based on specific client requirements or the nature of the investment strategy. Some of these potential variations include: 1. Equity-based Sub-Advisory Agreement: This variation focuses on equity investment management, where Touchstone Advisors, Inc. leverages its expertise in researching and managing stock investments on behalf of OPCA Advisors. 2. Fixed Income Sub-Advisory Agreement: In this variation, Touchstone Advisors, Inc. specializes in fixed income investment strategies and assists OPCA Advisors in managing portfolios centered around bonds, Treasury bills, or other fixed-income assets. 3. Balanced or Multi-Asset Sub-Advisory Agreement: This type of agreement encompasses a comprehensive investment approach, combining both equity and fixed income strategies. Touchstone Advisors, Inc. provides guidance to OPCA Advisors in managing balanced portfolios to achieve diversification and optimize risk-adjusted returns. Conclusion: The Santa Clara California Sub-Advisory Agreement between Touchstone Advisors, Inc. and OPCA Advisors reflects an essential partnership aimed at delivering exceptional investment management services within the Santa Clara region. By leveraging Touchstone Advisors, Inc.'s expertise as a sub-advisor, OPCA Advisors can enhance their investment capabilities and provide clients with superior outcomes. This agreement is tailored to suit the unique needs of clients and establishes a framework for seamless collaboration, effective communication, and fulfilling regulatory compliance.