Franklin Ohio Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets

• Category: Corporations - Public - Distribution
• State: Multi-State
• County: Franklin
• Control #: US-EG-9180
• Format: Word; Rich Text

Description

Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages The Franklin Ohio Distribution Agreement is a contractual agreement between Ingenuity Capital Management, LLC (ICM) and Daugherty Capital Markets (RCM). This agreement outlines the terms and conditions under which RCM will distribute financial products and services provided by ICM in the Franklin, Ohio area. Ingenuity Capital Management, LLC is a reputable financial management firm specializing in asset management and investment advisory services. Daugherty Capital Markets, on the other hand, is a leading investment banking and brokerage firm known for its extensive distribution network and strong industry presence. By entering into this agreement, ICM aims to leverage RCM's established distribution channels to expand its reach and access a broader client base in Franklin, Ohio. This collaboration allows ICM to offer its suite of investment products and services, including mutual funds, exchange-traded funds (ETFs), individual retirement accounts (IRAs), and other investment solutions, to residents and businesses in the area. The specifics of the Franklin Ohio Distribution Agreement may vary depending on the type of product or service being distributed. Some common types of agreements between ICM and RCM include: 1. Mutual Fund Distribution Agreement: This agreement pertains to the distribution of ICM's mutual funds through RCM's network of intermediaries, such as banks, broker-dealers, and independent financial advisors. It outlines the responsibilities and compensation arrangements between the two parties. 2. ETF Distribution Agreement: In cases where ICM offers exchange-traded funds, a separate agreement will be established to define the terms of their distribution through RCM's platform. It addresses matters such as marketing efforts, commission structures, and reporting obligations. 3. IRA Distribution Agreement: If ICM provides individual retirement account services, a specific agreement will be formulated to govern the distribution of these accounts through RCM's network. This agreement may cover topics like account opening procedures, customer support, and fee structures. Regardless of the type, the Franklin Ohio Distribution Agreement typically includes provisions related to marketing and advertising guidelines, compliance with regulatory requirements, termination clauses, confidentiality, and indemnification. It also outlines the responsibilities and obligations of each party in executing the distribution strategy effectively. In summary, the Franklin Ohio Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets enables ICM to expand its presence in the Franklin, Ohio market by leveraging RCM's distribution network. By entering into various types of distribution agreements, both firms collaborate to distribute investment products and services such as mutual funds, ETFs, and IRAs to a wider audience in the region.

The Franklin Ohio Distribution Agreement is a contractual agreement between Ingenuity Capital Management, LLC (ICM) and Daugherty Capital Markets (RCM). This agreement outlines the terms and conditions under which RCM will distribute financial products and services provided by ICM in the Franklin, Ohio area. Ingenuity Capital Management, LLC is a reputable financial management firm specializing in asset management and investment advisory services. Daugherty Capital Markets, on the other hand, is a leading investment banking and brokerage firm known for its extensive distribution network and strong industry presence. By entering into this agreement, ICM aims to leverage RCM's established distribution channels to expand its reach and access a broader client base in Franklin, Ohio. This collaboration allows ICM to offer its suite of investment products and services, including mutual funds, exchange-traded funds (ETFs), individual retirement accounts (IRAs), and other investment solutions, to residents and businesses in the area. The specifics of the Franklin Ohio Distribution Agreement may vary depending on the type of product or service being distributed. Some common types of agreements between ICM and RCM include: 1. Mutual Fund Distribution Agreement: This agreement pertains to the distribution of ICM's mutual funds through RCM's network of intermediaries, such as banks, broker-dealers, and independent financial advisors. It outlines the responsibilities and compensation arrangements between the two parties. 2. ETF Distribution Agreement: In cases where ICM offers exchange-traded funds, a separate agreement will be established to define the terms of their distribution through RCM's platform. It addresses matters such as marketing efforts, commission structures, and reporting obligations. 3. IRA Distribution Agreement: If ICM provides individual retirement account services, a specific agreement will be formulated to govern the distribution of these accounts through RCM's network. This agreement may cover topics like account opening procedures, customer support, and fee structures. Regardless of the type, the Franklin Ohio Distribution Agreement typically includes provisions related to marketing and advertising guidelines, compliance with regulatory requirements, termination clauses, confidentiality, and indemnification. It also outlines the responsibilities and obligations of each party in executing the distribution strategy effectively. In summary, the Franklin Ohio Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets enables ICM to expand its presence in the Franklin, Ohio market by leveraging RCM's distribution network. By entering into various types of distribution agreements, both firms collaborate to distribute investment products and services such as mutual funds, ETFs, and IRAs to a wider audience in the region.