Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages
Ingenuity Capital Management, LLC and Daugherty Capital Markets have entered into a Los Angeles California Distribution Agreement, which outlines the terms and conditions regarding the distribution of financial products and services in the Los Angeles area. Under this agreement, Ingenuity Capital Management, LLC, a reputable asset management firm based in Los Angeles, collaborates with Daugherty Capital Markets, a renowned financial services firm, to enhance the distribution of their investment products and offerings to clients in the vibrant Los Angeles market. The Los Angeles California Distribution Agreement facilitates a strong partnership between the two firms, enabling them to leverage each other's expertise, resources, and networks. It establishes a framework for cooperation on marketing and distribution efforts, ensuring a seamless and effective process for reaching investors in the Los Angeles area. The agreement encompasses various types of distribution channels, such as financial advisors, registered representatives, and institutional clients. It includes provisions and guidelines pertaining to sales and solicitation activities, product training and education, compliance with applicable regulations, and reporting and record-keeping requirements. Additionally, this Los Angeles California Distribution Agreement may involve different types or levels of arrangements, depending on the specific needs and target audience. These could include: 1. General Distribution Agreement: This category covers the overall distribution of investment products offered by Ingenuity Capital Management, LLC and Daugherty Capital Markets in the Los Angeles area. It enables a broad distribution strategy aimed at attracting a diverse range of investors. 2. Exclusive Distribution Agreement: In certain cases, the agreement may involve an exclusivity clause, granting one party the sole rights to distribute specific investment products or services in the Los Angeles market. This type of agreement provides a competitive advantage in reaching and servicing a specific clientele. 3. Limited Distribution Agreement: Alternatively, the agreement might focus on specific investment products or services, limiting the distribution scope to a particular target audience or sector within the Los Angeles market. This approach allows for a more targeted and tailored distribution strategy. Overall, the Los Angeles California Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets signifies a collaborative effort to expand their market presence, provide investment opportunities to a wider audience in Los Angeles, and strengthen their overall client base by leveraging their respective strengths in asset management and financial services.
Ingenuity Capital Management, LLC and Daugherty Capital Markets have entered into a Los Angeles California Distribution Agreement, which outlines the terms and conditions regarding the distribution of financial products and services in the Los Angeles area. Under this agreement, Ingenuity Capital Management, LLC, a reputable asset management firm based in Los Angeles, collaborates with Daugherty Capital Markets, a renowned financial services firm, to enhance the distribution of their investment products and offerings to clients in the vibrant Los Angeles market. The Los Angeles California Distribution Agreement facilitates a strong partnership between the two firms, enabling them to leverage each other's expertise, resources, and networks. It establishes a framework for cooperation on marketing and distribution efforts, ensuring a seamless and effective process for reaching investors in the Los Angeles area. The agreement encompasses various types of distribution channels, such as financial advisors, registered representatives, and institutional clients. It includes provisions and guidelines pertaining to sales and solicitation activities, product training and education, compliance with applicable regulations, and reporting and record-keeping requirements. Additionally, this Los Angeles California Distribution Agreement may involve different types or levels of arrangements, depending on the specific needs and target audience. These could include: 1. General Distribution Agreement: This category covers the overall distribution of investment products offered by Ingenuity Capital Management, LLC and Daugherty Capital Markets in the Los Angeles area. It enables a broad distribution strategy aimed at attracting a diverse range of investors. 2. Exclusive Distribution Agreement: In certain cases, the agreement may involve an exclusivity clause, granting one party the sole rights to distribute specific investment products or services in the Los Angeles market. This type of agreement provides a competitive advantage in reaching and servicing a specific clientele. 3. Limited Distribution Agreement: Alternatively, the agreement might focus on specific investment products or services, limiting the distribution scope to a particular target audience or sector within the Los Angeles market. This approach allows for a more targeted and tailored distribution strategy. Overall, the Los Angeles California Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets signifies a collaborative effort to expand their market presence, provide investment opportunities to a wider audience in Los Angeles, and strengthen their overall client base by leveraging their respective strengths in asset management and financial services.