Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets dated 00/99. 6 pages
Mecklenburg North Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets The Mecklenburg North Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a contractual agreement that outlines the terms and conditions under which Ingenuity Capital Management, LLC will distribute its investment products through Daugherty Capital Markets in the Mecklenburg County area of North Carolina. This agreement establishes a strategic partnership between the two entities, whereby Ingenuity Capital Management, LLC will leverage the extensive distribution network and expertise of Daugherty Capital Markets to reach a wider investor base and expand its market presence in Mecklenburg County, North Carolina. The distribution agreement encompasses various key aspects such as: 1. Geographic Scope: The agreement specifies that the distribution services will be exclusive to Mecklenburg County, ensuring that Ingenuity Capital Management's investment products are exclusively marketed and sold within this region. 2. Product Range: The agreement identifies the specific investment products that will be distributed by Daugherty Capital Markets on behalf of Ingenuity Capital Management. This may include mutual funds, exchange-traded funds (ETFs), and other types of investment offerings. 3. Marketing and Sales Support: Daugherty Capital Markets commits to providing comprehensive marketing and sales support services to promote and distribute Ingenuity Capital Management's investment products in Mecklenburg County. This may include conducting investor seminars, organizing client events, and optimizing marketing strategies. 4. Distribution Fees and Compensation: The agreement outlines the compensation structure for Daugherty Capital Markets, which may include a share of the distribution fees generated from the sale of Ingenuity Capital Management's investment products. The specific financial terms and compensation details are negotiated and agreed upon by both parties. 5. Compliance and Regulatory Requirements: The distribution agreement ensures that both Ingenuity Capital Management, LLC and Daugherty Capital Markets adhere to all relevant compliance and regulatory obligations imposed by Mecklenburg County, North Carolina, and other relevant authorities. 6. Reporting and Monitoring: The agreement establishes reporting mechanisms, requiring Daugherty Capital Markets to provide periodic reports to Ingenuity Capital Management on the distribution activities, sales volumes, and investor feedback. This allows for effective monitoring and evaluation of the distribution efforts. Different types of Mecklenburg North Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets may include variations based on the specific investment products being distributed, the duration of the agreement, and any additional terms negotiated by the parties. These variations could include unique provisions related to targeted investor segments, distribution channels, or marketing strategies. In summary, the Mecklenburg North Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets represents a strategic collaboration aimed at expanding the market reach of Ingenuity Capital Management's investment products in Mecklenburg County, North Carolina. Through this partnership, both entities can leverage each other's strengths to drive growth and enhance the investor experience in the region.
Mecklenburg North Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets The Mecklenburg North Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a contractual agreement that outlines the terms and conditions under which Ingenuity Capital Management, LLC will distribute its investment products through Daugherty Capital Markets in the Mecklenburg County area of North Carolina. This agreement establishes a strategic partnership between the two entities, whereby Ingenuity Capital Management, LLC will leverage the extensive distribution network and expertise of Daugherty Capital Markets to reach a wider investor base and expand its market presence in Mecklenburg County, North Carolina. The distribution agreement encompasses various key aspects such as: 1. Geographic Scope: The agreement specifies that the distribution services will be exclusive to Mecklenburg County, ensuring that Ingenuity Capital Management's investment products are exclusively marketed and sold within this region. 2. Product Range: The agreement identifies the specific investment products that will be distributed by Daugherty Capital Markets on behalf of Ingenuity Capital Management. This may include mutual funds, exchange-traded funds (ETFs), and other types of investment offerings. 3. Marketing and Sales Support: Daugherty Capital Markets commits to providing comprehensive marketing and sales support services to promote and distribute Ingenuity Capital Management's investment products in Mecklenburg County. This may include conducting investor seminars, organizing client events, and optimizing marketing strategies. 4. Distribution Fees and Compensation: The agreement outlines the compensation structure for Daugherty Capital Markets, which may include a share of the distribution fees generated from the sale of Ingenuity Capital Management's investment products. The specific financial terms and compensation details are negotiated and agreed upon by both parties. 5. Compliance and Regulatory Requirements: The distribution agreement ensures that both Ingenuity Capital Management, LLC and Daugherty Capital Markets adhere to all relevant compliance and regulatory obligations imposed by Mecklenburg County, North Carolina, and other relevant authorities. 6. Reporting and Monitoring: The agreement establishes reporting mechanisms, requiring Daugherty Capital Markets to provide periodic reports to Ingenuity Capital Management on the distribution activities, sales volumes, and investor feedback. This allows for effective monitoring and evaluation of the distribution efforts. Different types of Mecklenburg North Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets may include variations based on the specific investment products being distributed, the duration of the agreement, and any additional terms negotiated by the parties. These variations could include unique provisions related to targeted investor segments, distribution channels, or marketing strategies. In summary, the Mecklenburg North Carolina Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets represents a strategic collaboration aimed at expanding the market reach of Ingenuity Capital Management's investment products in Mecklenburg County, North Carolina. Through this partnership, both entities can leverage each other's strengths to drive growth and enhance the investor experience in the region.