Kings New York Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Assoc.

• Category: Corporations - Public - Investments
• State: Multi-State
• County: Kings
• Control #: US-EG-9186
• Format: Word; Rich Text

Description

Investment Advisory Agreement between First American Insurance Portfolios, Inc. and U.S. Bank National Association dated December 8, 1999. 4 pages The Kings New York Investment Advisory Agreement is a legal contract that outlines the terms and conditions of the partnership between First American Insurance Portfolios, Inc. and U.S. Bank National Association. This agreement pertains to the investment advisory services provided by First American Insurance Portfolios, Inc. to U.S. Bank National Association with a focus on the Kings New York investment strategy. It is essential to establish a clear understanding of the agreement's contents and various types that may exist. 1. Kings New York Investment Advisory Agreement Overview: The Kings New York Investment Advisory Agreement is designated to facilitate collaboration between First American Insurance Portfolios, Inc. and U.S. Bank National Association. Under this agreement, U.S. Bank National Association entrusts First American Insurance Portfolios, Inc. to provide professional investment advisory services while adhering to the Kings New York investment strategy. 2. Key Terms and Conditions: The agreement covers important aspects such as the scope of services offered, including investment recommendations, portfolio analysis, risk assessment, and asset allocation. It outlines the responsibilities of both parties, including the obligations of First American Insurance Portfolios, Inc. to provide accurate and timely advice, reporting, and regular updates on investment performance. 3. Compensation and Fees: The agreement defines the compensation structure and fees associated with the services provided. It clarifies the basis for fees, payment schedule, and any additional expenses that may be incurred by U.S. Bank National Association. This section ensures transparency and a fair understanding of the financial arrangements between the parties involved. 4. Duration and Termination: The agreement specifies the duration of the engagement, highlighting the start and end dates. It also covers the circumstances under which the agreement may be terminated or extended, and the procedures involved in doing so. Both parties must adhere to any notice periods and termination provisions outlined in the agreement. 5. Confidentiality and Compliance: To maintain the confidentiality and security of sensitive information, the agreement includes provisions regarding data protection, non-disclosure, and non-compete clauses. It emphasizes the importance of compliance with legal and regulatory requirements, ensuring that all actions and recommendations comply with applicable laws and industry standards. Types of Kings New York Investment Advisory Agreements: The Kings New York Investment Advisory Agreement may take different forms depending on the specific arrangement between First American Insurance Portfolios, Inc. and U.S. Bank National Association. These different types may include: 1. Kings New York Investment Advisory Agreement for Institutional Clients: This agreement caters exclusively to institutional clients, such as corporate entities, pension funds, or charitable organizations. It encompasses specialized investment advisory services tailored to meet the unique needs and goals of institutional investors. 2. Kings New York Investment Advisory Agreement for Private Clients: This agreement focuses on providing personalized investment advisory services to high-net-worth individuals or families. It takes into consideration their specific financial objectives, risk tolerance, and wealth preservation requirements. 3. Kings New York Investment Advisory Agreement for Mutual Funds: This agreement specifically relates to securing the services of First American Insurance Portfolios, Inc. for managing investment portfolios within mutual funds. It outlines the terms and conditions applicable to the mutual fund investment strategy, ensuring compliance with relevant regulations. Regardless of the type, each Kings New York Investment Advisory Agreement aims to establish a mutually beneficial relationship between First American Insurance Portfolios, Inc. and U.S. Bank National Association, promoting successful investment outcomes in alignment with the Kings New York investment strategy.

The Kings New York Investment Advisory Agreement is a legal contract that outlines the terms and conditions of the partnership between First American Insurance Portfolios, Inc. and U.S. Bank National Association. This agreement pertains to the investment advisory services provided by First American Insurance Portfolios, Inc. to U.S. Bank National Association with a focus on the Kings New York investment strategy. It is essential to establish a clear understanding of the agreement's contents and various types that may exist. 1. Kings New York Investment Advisory Agreement Overview: The Kings New York Investment Advisory Agreement is designated to facilitate collaboration between First American Insurance Portfolios, Inc. and U.S. Bank National Association. Under this agreement, U.S. Bank National Association entrusts First American Insurance Portfolios, Inc. to provide professional investment advisory services while adhering to the Kings New York investment strategy. 2. Key Terms and Conditions: The agreement covers important aspects such as the scope of services offered, including investment recommendations, portfolio analysis, risk assessment, and asset allocation. It outlines the responsibilities of both parties, including the obligations of First American Insurance Portfolios, Inc. to provide accurate and timely advice, reporting, and regular updates on investment performance. 3. Compensation and Fees: The agreement defines the compensation structure and fees associated with the services provided. It clarifies the basis for fees, payment schedule, and any additional expenses that may be incurred by U.S. Bank National Association. This section ensures transparency and a fair understanding of the financial arrangements between the parties involved. 4. Duration and Termination: The agreement specifies the duration of the engagement, highlighting the start and end dates. It also covers the circumstances under which the agreement may be terminated or extended, and the procedures involved in doing so. Both parties must adhere to any notice periods and termination provisions outlined in the agreement. 5. Confidentiality and Compliance: To maintain the confidentiality and security of sensitive information, the agreement includes provisions regarding data protection, non-disclosure, and non-compete clauses. It emphasizes the importance of compliance with legal and regulatory requirements, ensuring that all actions and recommendations comply with applicable laws and industry standards. Types of Kings New York Investment Advisory Agreements: The Kings New York Investment Advisory Agreement may take different forms depending on the specific arrangement between First American Insurance Portfolios, Inc. and U.S. Bank National Association. These different types may include: 1. Kings New York Investment Advisory Agreement for Institutional Clients: This agreement caters exclusively to institutional clients, such as corporate entities, pension funds, or charitable organizations. It encompasses specialized investment advisory services tailored to meet the unique needs and goals of institutional investors. 2. Kings New York Investment Advisory Agreement for Private Clients: This agreement focuses on providing personalized investment advisory services to high-net-worth individuals or families. It takes into consideration their specific financial objectives, risk tolerance, and wealth preservation requirements. 3. Kings New York Investment Advisory Agreement for Mutual Funds: This agreement specifically relates to securing the services of First American Insurance Portfolios, Inc. for managing investment portfolios within mutual funds. It outlines the terms and conditions applicable to the mutual fund investment strategy, ensuring compliance with relevant regulations. Regardless of the type, each Kings New York Investment Advisory Agreement aims to establish a mutually beneficial relationship between First American Insurance Portfolios, Inc. and U.S. Bank National Association, promoting successful investment outcomes in alignment with the Kings New York investment strategy.