Harris Texas Distribution Agreement between First American Insurance Portfolios, Inc. and SEI Financial Services Company

State:
Multi-State
County:
Harris
Control #:
US-EG-9187
Format:
Word; 
Rich Text
Instant download

Description

Distribution Agreement between First American Insurance Portfolios, Inc. and SEI Financial Services Company dated December 8, 1999. 9 pages Harris Texas Distribution Agreement refers to the specific agreement between First American Insurance Portfolios, Inc. and SET Financial Services Company, pertaining to the distribution of financial products and services in the Harris County, Texas region. This agreement outlines the terms and conditions governing the relationship between the two entities in regard to the marketing, sale, and promotion of insurance portfolios and other financial instruments. Key Features of Harris Texas Distribution Agreement: 1. Territory: The agreement specifically covers the distribution activities within the geographical boundaries of Harris County, Texas. 2. Distribution Channels: It delineates the authorized distribution channels, which may include direct sales by SET Financial Services Company representatives, licensed agents, brokers, or through other approved third-party entities. 3. Product Portfolio: The agreement specifies the types of financial products and services that can be distributed, such as life insurance policies, annuities, mutual funds, retirement plans, and other investment options. 4. Sales Targets and Performance: The agreement may establish sales targets, goals, or performance benchmarks that SET Financial Services Company is expected to meet within the specified timeframes. 5. Compensation and Fees: It addresses the compensation structure for SET Financial Services Company, including commission rates, fees, and potential incentives or bonuses based on sales volume or other performance metrics. 6. Marketing and Promotional Activities: The agreement may outline the marketing strategies, campaigns, and materials that can be used to promote the distributed products. It could also specify the approval process for marketing materials to ensure compliance with regulatory requirements. 7. Compliance and Legal Obligations: The agreement outlines the mutual responsibility of both parties to adhere to applicable laws, regulations, and industry standards, ensuring ethical business practices and compliance with all necessary licensing and registration procedures. 8. Termination and Dispute Resolution: It includes provisions related to termination of the agreement by either party, along with the procedures and mechanisms for dispute resolution, such as mediation or arbitration. Types of Harris Texas Distribution Agreements: While the Harris Texas Distribution Agreement typically covers the broad terms and conditions for distribution activities, there might be subcategories or specialized types tailored for different product lines or distribution channels within Harris County. Some examples include: 1. Harris Texas Life Insurance Distribution Agreement: Focusing specifically on the distribution of life insurance policies within Harris County. 2. Harris Texas Mutual Fund Distribution Agreement: Addressing the marketing and sales of mutual funds in the Harris County region. 3. Harris Texas Retirement Plans Distribution Agreement: Specifically dealing with the distribution of retirement plans, such as 401(k)s or IRAs, within Harris County. These variations of the agreement may contain additional provisions and specifics tailored to the corresponding financial product or service involved. However, the core elements and principles of the Harris Texas Distribution Agreement remain consistent across these different types.

Harris Texas Distribution Agreement refers to the specific agreement between First American Insurance Portfolios, Inc. and SET Financial Services Company, pertaining to the distribution of financial products and services in the Harris County, Texas region. This agreement outlines the terms and conditions governing the relationship between the two entities in regard to the marketing, sale, and promotion of insurance portfolios and other financial instruments. Key Features of Harris Texas Distribution Agreement: 1. Territory: The agreement specifically covers the distribution activities within the geographical boundaries of Harris County, Texas. 2. Distribution Channels: It delineates the authorized distribution channels, which may include direct sales by SET Financial Services Company representatives, licensed agents, brokers, or through other approved third-party entities. 3. Product Portfolio: The agreement specifies the types of financial products and services that can be distributed, such as life insurance policies, annuities, mutual funds, retirement plans, and other investment options. 4. Sales Targets and Performance: The agreement may establish sales targets, goals, or performance benchmarks that SET Financial Services Company is expected to meet within the specified timeframes. 5. Compensation and Fees: It addresses the compensation structure for SET Financial Services Company, including commission rates, fees, and potential incentives or bonuses based on sales volume or other performance metrics. 6. Marketing and Promotional Activities: The agreement may outline the marketing strategies, campaigns, and materials that can be used to promote the distributed products. It could also specify the approval process for marketing materials to ensure compliance with regulatory requirements. 7. Compliance and Legal Obligations: The agreement outlines the mutual responsibility of both parties to adhere to applicable laws, regulations, and industry standards, ensuring ethical business practices and compliance with all necessary licensing and registration procedures. 8. Termination and Dispute Resolution: It includes provisions related to termination of the agreement by either party, along with the procedures and mechanisms for dispute resolution, such as mediation or arbitration. Types of Harris Texas Distribution Agreements: While the Harris Texas Distribution Agreement typically covers the broad terms and conditions for distribution activities, there might be subcategories or specialized types tailored for different product lines or distribution channels within Harris County. Some examples include: 1. Harris Texas Life Insurance Distribution Agreement: Focusing specifically on the distribution of life insurance policies within Harris County. 2. Harris Texas Mutual Fund Distribution Agreement: Addressing the marketing and sales of mutual funds in the Harris County region. 3. Harris Texas Retirement Plans Distribution Agreement: Specifically dealing with the distribution of retirement plans, such as 401(k)s or IRAs, within Harris County. These variations of the agreement may contain additional provisions and specifics tailored to the corresponding financial product or service involved. However, the core elements and principles of the Harris Texas Distribution Agreement remain consistent across these different types.

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Harris Texas Distribution Agreement between First American Insurance Portfolios, Inc. and SEI Financial Services Company