Chicago Illinois Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

State:
Multi-State
City:
Chicago
Control #:
US-EG-9320
Format:
Word; 
Rich Text
Instant download

Description

Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages. Chicago Illinois Dealers Agreement is a legal contract established between Active Assets Premier Money Trust (AA PMT) and Morgan Stanley Dean Witter Advisors, Inc. (MSD WA). This agreement outlines the terms and conditions governing the relationship between the two parties in the trading and distribution of investment securities within the Chicago, Illinois region. Under this agreement, AA PMT grants MSD WA the authority to act as a registered dealer and distributor for their investment securities products within the specific territory of Chicago, Illinois. MSD WA, as an authorized dealer, will promote, sell, and distribute AA PMT's investment securities to potential investors within the approved jurisdiction. The agreement defines the roles and responsibilities of both parties, including the obligations related to marketing efforts, compliance with regulatory requirements, and communication protocols. It also lays out the agreed pricing structure, payment terms, and any fees or commissions associated with the sale of investment securities. Furthermore, Chicago Illinois Dealers Agreement may encompass various types based on the specific investment products or additional services offered by AA PMT and the responsibilities assumed by MSD WA. Some possible variations may include: 1. Mutual Fund Dealers Agreement: This type of agreement focuses on the distribution and sale of mutual fund products offered by AA PMT within the Chicago, Illinois territory. It outlines the mutual obligations, fees, and sales targets for mutual funds between the two parties. 2. Fixed Income Dealers Agreement: In this case, the Dealers Agreement might pertain to the trading and distribution of fixed income securities, such as bonds or treasury bills, within Chicago, Illinois. It will define the terms for buying and selling these fixed-income products and the applicable pricing mechanisms. 3. Equity Dealers Agreement: This specific agreement could revolve around the trading and distribution of equity securities, including stocks or shares of AA PMT's associated companies, within the Chicago, Illinois market. It would outline the compliance requirements and procedures for executing these transactions. 4. Derivatives Dealers Agreement: When AA PMT offers derivative products such as options, futures, or swaps, they might establish a dedicated agreement with MSD WA for their distribution and trading in Chicago, Illinois. This agreement would detail the rights and responsibilities of both parties regarding the complex nature of derivatives markets. In summary, the Chicago Illinois Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a comprehensive contract regulating the trading and distribution of investment securities within the Chicago, Illinois region. It establishes the parameters for the conduct of business and helps ensure a mutually beneficial relationship for both AA PMT and MSD WA.

Chicago Illinois Dealers Agreement is a legal contract established between Active Assets Premier Money Trust (AA PMT) and Morgan Stanley Dean Witter Advisors, Inc. (MSD WA). This agreement outlines the terms and conditions governing the relationship between the two parties in the trading and distribution of investment securities within the Chicago, Illinois region. Under this agreement, AA PMT grants MSD WA the authority to act as a registered dealer and distributor for their investment securities products within the specific territory of Chicago, Illinois. MSD WA, as an authorized dealer, will promote, sell, and distribute AA PMT's investment securities to potential investors within the approved jurisdiction. The agreement defines the roles and responsibilities of both parties, including the obligations related to marketing efforts, compliance with regulatory requirements, and communication protocols. It also lays out the agreed pricing structure, payment terms, and any fees or commissions associated with the sale of investment securities. Furthermore, Chicago Illinois Dealers Agreement may encompass various types based on the specific investment products or additional services offered by AA PMT and the responsibilities assumed by MSD WA. Some possible variations may include: 1. Mutual Fund Dealers Agreement: This type of agreement focuses on the distribution and sale of mutual fund products offered by AA PMT within the Chicago, Illinois territory. It outlines the mutual obligations, fees, and sales targets for mutual funds between the two parties. 2. Fixed Income Dealers Agreement: In this case, the Dealers Agreement might pertain to the trading and distribution of fixed income securities, such as bonds or treasury bills, within Chicago, Illinois. It will define the terms for buying and selling these fixed-income products and the applicable pricing mechanisms. 3. Equity Dealers Agreement: This specific agreement could revolve around the trading and distribution of equity securities, including stocks or shares of AA PMT's associated companies, within the Chicago, Illinois market. It would outline the compliance requirements and procedures for executing these transactions. 4. Derivatives Dealers Agreement: When AA PMT offers derivative products such as options, futures, or swaps, they might establish a dedicated agreement with MSD WA for their distribution and trading in Chicago, Illinois. This agreement would detail the rights and responsibilities of both parties regarding the complex nature of derivatives markets. In summary, the Chicago Illinois Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a comprehensive contract regulating the trading and distribution of investment securities within the Chicago, Illinois region. It establishes the parameters for the conduct of business and helps ensure a mutually beneficial relationship for both AA PMT and MSD WA.

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Chicago Illinois Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.