Houston Texas Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

• Category: Corporations - Public
• State: Multi-State
• City: Houston
• Control #: US-EG-9320
• Format: Word; Rich Text

Description

Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages. Houston Texas Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a legal contract that outlines the terms and conditions under which Active Assets Premier Money Trust acts as a dealer for the financial products offered by Morgan Stanley Dean Witter Advisors, Inc. in the Houston, Texas area. This agreement establishes a business relationship between the two entities, stating the roles, responsibilities, and obligations each party has towards each other. The Houston Texas Dealers Agreement is designed to safeguard the interests of both Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It sets out the specific guidelines and procedures that must be followed by Active Assets Premier Money Trust when dealing with financial products originating from Morgan Stanley Dean Witter Advisors, Inc. In turn, it also establishes the requirements and expectations for Morgan Stanley Dean Witter Advisors, Inc. in providing these financial products to Active Assets Premier Money Trust. The agreement may include various types or variations of agreements based on the specific financial products being dealt with. Some possible types of Houston Texas Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may include: 1. Equity Dealers Agreement: This type of agreement outlines the terms and conditions related to the buying and selling of equities (stocks) between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It covers areas such as pricing, execution, settlement, and reporting. 2. Bond Dealers Agreement: This agreement focuses on the buying and selling of bonds between the two entities. It defines the obligations, rights, and responsibilities related to bond transactions, including pricing, interest rates, maturity dates, and other relevant terms. 3. Derivatives Dealers Agreement: This type of agreement covers the buying and selling of derivatives, such as options, futures, or swaps. It delineates the terms for executing derivative transactions, collateral requirements, risk management provisions, and regulatory compliance. 4. Mutual Fund Dealers Agreement: This agreement governs the distribution of mutual funds offered by Morgan Stanley Dean Witter Advisors, Inc. through Active Assets Premier Money Trust. It lays out the terms related to sales, marketing, commissions, compliance, and reporting. The Houston Texas Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. plays a crucial role in streamlining and regulating their business relationship, ensuring compliance with relevant laws and regulations, and fostering mutual trust and transparency. By addressing the specifics of each type of financial product, this agreement helps create a framework for efficient and compliant transactions, ultimately benefiting both the dealer and the financial products' provider.

Houston Texas Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. is a legal contract that outlines the terms and conditions under which Active Assets Premier Money Trust acts as a dealer for the financial products offered by Morgan Stanley Dean Witter Advisors, Inc. in the Houston, Texas area. This agreement establishes a business relationship between the two entities, stating the roles, responsibilities, and obligations each party has towards each other. The Houston Texas Dealers Agreement is designed to safeguard the interests of both Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It sets out the specific guidelines and procedures that must be followed by Active Assets Premier Money Trust when dealing with financial products originating from Morgan Stanley Dean Witter Advisors, Inc. In turn, it also establishes the requirements and expectations for Morgan Stanley Dean Witter Advisors, Inc. in providing these financial products to Active Assets Premier Money Trust. The agreement may include various types or variations of agreements based on the specific financial products being dealt with. Some possible types of Houston Texas Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may include: 1. Equity Dealers Agreement: This type of agreement outlines the terms and conditions related to the buying and selling of equities (stocks) between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It covers areas such as pricing, execution, settlement, and reporting. 2. Bond Dealers Agreement: This agreement focuses on the buying and selling of bonds between the two entities. It defines the obligations, rights, and responsibilities related to bond transactions, including pricing, interest rates, maturity dates, and other relevant terms. 3. Derivatives Dealers Agreement: This type of agreement covers the buying and selling of derivatives, such as options, futures, or swaps. It delineates the terms for executing derivative transactions, collateral requirements, risk management provisions, and regulatory compliance. 4. Mutual Fund Dealers Agreement: This agreement governs the distribution of mutual funds offered by Morgan Stanley Dean Witter Advisors, Inc. through Active Assets Premier Money Trust. It lays out the terms related to sales, marketing, commissions, compliance, and reporting. The Houston Texas Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. plays a crucial role in streamlining and regulating their business relationship, ensuring compliance with relevant laws and regulations, and fostering mutual trust and transparency. By addressing the specifics of each type of financial product, this agreement helps create a framework for efficient and compliant transactions, ultimately benefiting both the dealer and the financial products' provider.