San Antonio Texas Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

• Category: Corporations - Public
• State: Multi-State
• City: San Antonio
• Control #: US-EG-9320
• Format: Word; Rich Text

Description

Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages. San Antonio Texas Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. The San Antonio Texas Dealers Agreement between Active Assets Premier Money Trust (AA-PMT) and Morgan Stanley Dean Witter Advisors, Inc. (MSW) is a comprehensive contractual agreement that governs the relationship and collaboration between the two entities. This agreement outlines the terms and conditions under which AA-PMT engages MSD Was its authorized dealer for financial instruments and advisory services within the San Antonio area. The agreement establishes a legal framework to regulate the buying and selling of securities, derivatives, and other financial products by AA-PMT through MSD Was the designated dealer. It outlines the responsibilities, obligations, and compensation mechanisms for both parties involved. Key elements of the San Antonio Texas Dealers Agreement include: 1. Scope of Services: The agreement specifies the types of financial products and services that MSW will provide to AA-PMT as its authorized dealer in the San Antonio Texas area. This may include securities trading, asset management, investment advisory, risk assessment, and other related services deemed necessary. 2. Dealer's Duties and Obligations: The agreement outlines the specific responsibilities of MSW, including its duty to execute buy and sell orders on behalf of AA-PMT promptly, maintaining compliance with applicable laws and regulations, providing timely reports, and acting in AA-PMT's best interests. 3. AA-PMT's Duties and Obligations: The agreement stipulates AA-PMT's obligations, such as providing accurate and complete instruction to MSW, promptly settling transactions, maintaining sufficient liquidity, and ensuring compliance with applicable regulations and guidelines. 4. Compensation and Fees: The agreement defines the compensation structure for MSW, including commissions, fees, and any other financial arrangements agreed upon by both parties. 5. Termination: The agreement outlines the conditions under which either party can terminate the agreement, including breach of terms, insolvency, or other justifiable reasons. It may also include provisions for dispute resolution and the consequences of termination. 6. Confidentiality and Non-Disclosure: The agreement emphasizes the importance of maintaining confidentiality and protecting proprietary information shared between the two parties during the course of their collaboration. Different types of San Antonio Texas Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may exist based on the specific financial products or services involved. For example, there could be specific agreements for securities trading, derivatives trading, or investment advisory services. Each agreement would have its own set of terms and conditions tailored to the respective area of focus. Overall, the San Antonio Texas Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. serves as a crucial legal document that ensures a transparent, efficient, and compliant collaboration in the financial market, benefiting both parties involved and safeguarding the interests of investors and clients.

San Antonio Texas Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. The San Antonio Texas Dealers Agreement between Active Assets Premier Money Trust (AA-PMT) and Morgan Stanley Dean Witter Advisors, Inc. (MSW) is a comprehensive contractual agreement that governs the relationship and collaboration between the two entities. This agreement outlines the terms and conditions under which AA-PMT engages MSD Was its authorized dealer for financial instruments and advisory services within the San Antonio area. The agreement establishes a legal framework to regulate the buying and selling of securities, derivatives, and other financial products by AA-PMT through MSD Was the designated dealer. It outlines the responsibilities, obligations, and compensation mechanisms for both parties involved. Key elements of the San Antonio Texas Dealers Agreement include: 1. Scope of Services: The agreement specifies the types of financial products and services that MSW will provide to AA-PMT as its authorized dealer in the San Antonio Texas area. This may include securities trading, asset management, investment advisory, risk assessment, and other related services deemed necessary. 2. Dealer's Duties and Obligations: The agreement outlines the specific responsibilities of MSW, including its duty to execute buy and sell orders on behalf of AA-PMT promptly, maintaining compliance with applicable laws and regulations, providing timely reports, and acting in AA-PMT's best interests. 3. AA-PMT's Duties and Obligations: The agreement stipulates AA-PMT's obligations, such as providing accurate and complete instruction to MSW, promptly settling transactions, maintaining sufficient liquidity, and ensuring compliance with applicable regulations and guidelines. 4. Compensation and Fees: The agreement defines the compensation structure for MSW, including commissions, fees, and any other financial arrangements agreed upon by both parties. 5. Termination: The agreement outlines the conditions under which either party can terminate the agreement, including breach of terms, insolvency, or other justifiable reasons. It may also include provisions for dispute resolution and the consequences of termination. 6. Confidentiality and Non-Disclosure: The agreement emphasizes the importance of maintaining confidentiality and protecting proprietary information shared between the two parties during the course of their collaboration. Different types of San Antonio Texas Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may exist based on the specific financial products or services involved. For example, there could be specific agreements for securities trading, derivatives trading, or investment advisory services. Each agreement would have its own set of terms and conditions tailored to the respective area of focus. Overall, the San Antonio Texas Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. serves as a crucial legal document that ensures a transparent, efficient, and compliant collaboration in the financial market, benefiting both parties involved and safeguarding the interests of investors and clients.