San Jose California Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

State:
Multi-State
City:
San Jose
Control #:
US-EG-9320
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Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages.

The San Jose California Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. establishes the terms and conditions for their financial partnership within the region. This agreement outlines the specific responsibilities and obligations of both parties involved. Active Assets Premier Money Trust is a renowned financial institution offering investment solutions and portfolio management services in San Jose, California. Morgan Stanley Dean Witter Advisors, Inc., on the other hand, is a leading global financial services firm providing investment banking, wealth management, and asset management services. The San Jose California Dealers Agreement establishes a strategic alliance between these two entities, enabling them to collaborate and serve clients in the region effectively. This partnership aims to leverage the expertise and resources of both organizations to maximize investment opportunities and deliver optimal financial solutions for their clients. Key provisions of the agreement include: 1. Mutual understanding and cooperation: The agreement emphasizes the need for mutual understanding and cooperation between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. to efficiently serve their clients' financial goals in San Jose, California. 2. Investment products and strategies: The agreement outlines the investment products and strategies that the collaboration will focus on. It may include stocks, bonds, mutual funds, real estate funds, retirement planning solutions, and other wealth management services. 3. Client management: The Dealers Agreement defines the process of client management, including how clients will be shared and assigned between the two entities. It lays out guidelines for communication, client retention, and ensuring excellent customer service. 4. Confidentiality: Confidentiality is a critical aspect of the agreement, ensuring that both Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. maintain the utmost confidentiality regarding each other's business strategies, client information, and proprietary data. 5. Compensation and revenue sharing: The agreement establishes the compensation structure and revenue sharing arrangement between the two entities. It specifies the percentage of revenue each party receives from the generated business, taking into account factors such as investment performance and client acquisition. Different types of San Jose California Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. may vary based on specific investment products, target client segments, or exclusive focus areas. For instance, specialized agreements could be created to cater to high-net-worth individuals seeking private wealth management services, retirement planning agreements, or agreements that focus solely on real estate investment opportunities in the San Jose, California area. In conclusion, the San Jose California Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. establishes a collaborative partnership focused on delivering top-tier financial services to clients in the region. This agreement solidifies the commitment of both organizations to achieve success in the competitive San Jose, California market while adhering to industry regulations and best practices.

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In 1981, Dean Witter became one of the first firms to experiment with the now-scoffed-at idea of the financial supermarket, allowing itself to be bought by Sears Roebuck & Co.

Sears, Roebuck & Company, the nation's biggest retail store chain, announced yesterday that it would buy Dean Witter Reynolds Inc., the fifth-largest brokerage house, for about $607 million in cash and stock.

In 2005, Morgan Stanley was facing a series of crises stemming from its 1997 merger with Dean Witter, Discover & Co.

In 1997, Morgan Stanley Group, Inc. and Dean Witter Discover merged to form one of the largest global financial services firms: Morgan Stanley Dean Witter & Discover Co.. The combined firm later dropped the "Discover Co." name in 1998 and further the "Dean Witter" name in 2001.

In 2005, Morgan Stanley was facing a series of crises stemming from its 1997 merger with Dean Witter, Discover & Co.

For Dean Witter's customers, the merger could mean many new investment choices from Morgan Stanley's stock-and-bond factory, from new stock offerings that it manages for big corporations to the most exotic bonds from developing nations.

In 1997 Morgan Stanley merged with Dean Witter, Discover and the name of the company was changed in 1998 to Morgan Stanley Dean Witter & Co.

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Part I—Financial Information. Sound Decisions.Sustainable Growth. CalPERS. STATEMENT AS OF SEPTEMBER 30, 2018 OF THE ALLSTATE INSURANCE COMPANY. , who is the State's broker for securities that are unclaimed. Sachs, UBS Capital, Morgan Stanley Dean Witter Private Equity and Columbia Capital. Note: Supplemental disclosures of cash flow information for non-cash transactions: 20.0001. Dividends to parent in the form of non-cash invested assets. Morgan Stanley is the financial adviser for the seller.

(2) If you are going to sell non-qualified insurance, or a property insurance policy that is not for income, you must provide our independent written appraisal and require the seller to make reasonable disclosure regarding the nature of the asset being financed. (3) We will not help you with your securities transaction, but you can receive information from us about the issuer of securities sold if you are a licensed issuer, or from our investment professionals if it is a licensee. (4) You cannot pay your premiums for non-qualified insurance until we've examined that same insurance. (5) You can't receive non-qualified insurance from our independent licensed salespersons, but you can ask us for the names of our dealers and brokers; and we'll look them up for you. (6) A broker or dealer is responsible for providing you with a complete set of documents you'll need to complete the insurance transaction.

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San Jose California Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.